Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Edwin AndrewAutumn Lane Advisors, LLCCredit Suisse Securities (USA) LLC02-24-2015
Michael Don Whorton Jr.Barclays Capital Inc.Credit Suisse Securities (USA) LLC08-03-2012
Jack Robert SharpJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$50001-27-2014
Michael Neuhoff FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$25003-07-2016
Christopher FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-07-2016
Alexander P. SchiessMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-07-2016
Paige Annette SouthernMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC04-25-2014
Craig Steven WeinsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$10012-06-2012
Victor M. PalafoxMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2016
Charles Turner McKinneyMorgan StanleyCredit Suisse Securities (USA) LLC$50012-02-2015
Barry James PechenikMorgan StanleyCredit Suisse Securities (USA) LLC12-02-2015
David Joseph Kelton Jr.Morgan StanleyCredit Suisse Securities (USA) LLC12-02-2015
Hayden Lee GodatMorgan StanleyCredit Suisse Securities (USA) LLC12-02-2015
Tom Ben Ben Chadwick IIIMorgan StanleyCredit Suisse Securities (USA) LLC12-02-2015
April L. JupiterMorgan StanleyCredit Suisse Securities (USA) LLC$10007-27-2015
Donald Hite KinseyStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15001-21-2016
Matthew Joseph PickettStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$20001-21-2016
Travis Penhollow MossStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$25001-21-2016
Michele Marie CrittendenStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$50001-21-2016
David Ray BarnesUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-26-2016
Ryan Thomas BerubeUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
Allen AbneyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-02-2015
William Word HuthnanceUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-16-2015
Frank O'Brien HoganUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-16-2015
Christopher Robert BlackUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$25011-16-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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