Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Kirkland DavisCitigroup Global Markets Inc.Deutsche Bank Securities Inc.$15006-10-2010
Cody Andrew BarrickJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.11-27-2015
Edwin Earle Nowlin JrUBS Financial Services Inc.Deutsche Bank Securities Inc.$15002-10-2012
John Andrew Edrington IIICitigroup Global Markets Inc.Deutsche Bank Securities Inc.08-09-2010
John McCauleyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.02-25-2016
John Tomas McCauleyWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.$20001-20-2016
Lynn Vincent ElliottFortiter Wealth Management, LLCDeutsche Bank Securities Inc.$15009-04-2014
Michael Carlisle DawsonUBS Financial Services Inc.Deutsche Bank Securities Inc.12-17-2015
Ray Larry Burns JrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-17-2013
Stephen Richard CordillUBS Financial Services Inc.Deutsche Bank Securities Inc.$12801-28-2016
Susan Marie HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.02-12-2010
Thomas Alan HargroveWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.07-11-2014

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.