Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drew William WelpHD Vest Investment ServicesEdward Jones02-04-2009
Judith Ofelia SantosProspera Financial Services, Inc.Edward Jones$1004-13-2009
Kam M. WalkerAllstate Financial Services, LLCEdward Jones08-04-2009
Sally Harris BransonRaymond James Financial Services, Inc.Edward Jones08-25-2009
James Lloyd Johnson IIILPL Financial LLCEdward Jones10-29-2009
Tomas M. OrtizVALIC Financial Advisors, Inc.Edward Jones03-25-2010
Carma Lynda SullivanAmeriprise Financial Services, Inc.Edward Jones$2504-16-2010
Christopher Paul FasyVALIC Financial Advisors, Inc.Edward Jones05-06-2010
Dennis Joseph FoegenProspera Financial Services, Inc.Edward Jones$2505-07-2010
Deane Michael HaflingRaymond James Financial Services, Inc.Edward Jones$1006-04-2010
David Wayne LewisLPL Financial LLCEdward Jones07-02-2010
Michael Joseph MassengaleLPL Financial LLCEdward Jones$1007-30-2010
Elizabeth Presley HallFirst Financial Equity CorporationEdward Jones$1008-20-2010
Mark Christopher GosselinLPL Financial LLCEdward Jones$1008-23-2010
Gene Paul SerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-08-2010
James Byron NielsenLPL Financial LLCEdward Jones11-19-2010
Michael R. BarnesUBS Financial Services Inc.Edward Jones12-03-2010
Michael Clifford BarronRaymond James Financial Services, Inc.Edward Jones12-06-2010
Laura Kathering SkalakLPL Financial LLCEdward Jones12-15-2010
Karl John KellySignal Securities, Inc.Edward Jones$1001-24-2011
Benjamin Heath StroudLPL Financial LLCEdward Jones02-01-2011
John Paul BrayNext Financial Group, Inc.Edward Jones$2502-15-2011
Troy Alan KeelHD Vest Investment ServicesEdward Jones$10003-01-2011
Karen Ann MeinzLPL Financial LLCEdward Jones$1003-30-2011
Roger Dean BehymerLPL Financial LLCEdward Jones03-31-2011
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Showing 1 to 25 of 252 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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