Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandre MurphyLPL Financial LLCEdward Jones10-14-2019
Marla Smith HanksLPL Financial LLCEdward Jones01-31-2019
William Anthony MonaccioLPL Financial LLCEdward Jones03-27-2018
Jaime Arnoldo CavazosLPL Financial LLCEdward Jones01-24-2018
James W. Forsyth Jr.LPL Financial LLCEdward Jones11-16-2017
Teresa Marie AdamsLPL Financial LLCEdward Jones10-16-2017
Ronald B NewlinLPL Financial LLCEdward Jones04-24-2017
Cody Eugene BartlettLPL Financial LLCEdward Jones05-26-2016
Billy J. CoxLPL Financial LLCEdward Jones06-20-2014
Karla Rene BarkerLPL Financial LLCEdward Jones07-26-2013
Jordan Lindsay PhillipsLPL Financial LLCEdward Jones07-19-2013
Richard D. LytleLPL Financial LLCEdward Jones01-07-2013
James Robert Thompson Jr.LPL Financial LLCEdward Jones12-04-2012
Stephen Patrick DaultLPL Financial LLCEdward Jones09-14-2012
Steven Jin Suk KimLPL Financial LLCEdward Jones04-27-2012
Domenick Giovanni JulianoLPL Financial LLCEdward Jones04-27-2012
Gordon Edward TinerLPL Financial LLCEdward Jones03-26-2012
Charles Scott BerryLPL Financial LLCEdward Jones12-22-2011
Larry William Fousie IILPL Financial LLCEdward Jones12-22-2011
Robert Brian NixLPL Financial LLCEdward Jones10-31-2011
Roger Dean BehymerLPL Financial LLCEdward Jones03-31-2011
Benjamin Heath StroudLPL Financial LLCEdward Jones02-01-2011
Laura Kathering SkalakLPL Financial LLCEdward Jones12-15-2010
James Byron NielsenLPL Financial LLCEdward Jones11-19-2010
David Wayne LewisLPL Financial LLCEdward Jones07-02-2010
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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