Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas R HermannFirst Command Financial Planning, Inc.Fidelity Brokerage Services LLC12-04-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Michael Walter MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Paul Michael Rahn Jr.The SumFidelity Brokerage Services LLC07-11-2018
Michael Clifton CowlesRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC06-26-2018
Josue Eduardo GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-26-2018
Nicholas Jackson EdwardsTyler Wealth Management, LLCFidelity Brokerage Services LLC03-07-2018
Paul Shannon MichelProvident Financial Planning, LLCFidelity Brokerage Services LLC01-24-2018
John Madison RothNYLIFE Securities LLCFidelity Brokerage Services LLC01-20-2018
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Tyrell Max PetersonFisher InvestmentsFidelity Brokerage Services LLC01-09-2018
David A KemperCambridge Investment Research, Inc.Fidelity Brokerage Services LLC12-06-2017
Paul J ParkCreative Planning, Inc.Fidelity Brokerage Services LLC11-20-2017
Austin Joseph MartyFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Russell Gregory DemeyereFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Cicely Raechelle JaubertMorgan StanleyFidelity Brokerage Services LLC11-01-2017
Matthew Taylor KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Brandon Stephen BrooksFisher InvestmentsFidelity Brokerage Services LLC10-18-2017
Chase Gregory AmisFisher InvestmentsFidelity Brokerage Services LLC10-18-2017
Taylor Steele WeaverMML Investors Services, LLCFidelity Brokerage Services LLC09-27-2017
Alberto Daniel FragaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-26-2017
Megan Elizabeth StrnadelWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-22-2017
Neelay LakhiaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-08-2017
JESSICA ANN MATTHEWSTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC07-27-2017
Michael Joseph Baker Jr.J.P. Morgan Securities LLCFidelity Brokerage Services LLC07-25-2017
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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