Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew T KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Nicholas Creer GodfreyAmeriprise Financial Services, LLCFidelity Brokerage Services LLC01-19-2018
David A KemperCambridge Investment Research Advisors, Inc.Fidelity Brokerage Services LLC12-04-2017
Brogan C WaltersCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-05-2020
Jacob Jennings TownsendCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-18-2020
Karim Ali AladimiCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-17-2019
Christine A HarmonCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-07-2019
Jonathan Clay TidwellCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC12-20-2018
Zachary Alexander EstradaCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC11-30-2018
Daniel Ray LaneCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC10-05-2018
Carissa Renee RoitschCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-02-2018
Kyle William MelkertCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC04-19-2018
Joshua Randall RogersCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC01-16-2018
Matthew D MumauCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC12-13-2017
Norman Calvin SauteCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC11-27-2017
Lauren Leisa YaffaCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC10-20-2017
Byron A RettigCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC10-09-2017
Victoria Marisa FerruscaCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-18-2017
Jenna Lyn SustaitaCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-10-2016
Robert Marshall KrebsCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-06-2009
Paul J ParkCreative PlanningFidelity Brokerage Services LLC11-20-2017
Steven Phillip DziobakE*TRADE Securities LLCFidelity Brokerage Services LLC02-02-2015
Armando IglesiasEdward JonesFidelity Brokerage Services LLC06-10-2019
Kara Michele LebanikEdward JonesFidelity Brokerage Services LLC09-18-2018
Jonathan Young KohFirst Command Brokerage Services, Inc.Fidelity Brokerage Services LLC09-26-2019
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.