Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Gerald BucknerAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-10-2009
Robert A. Allsup IITD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC03-12-2010
Thomas J MathisMorgan StanleyFidelity Brokerage Services LLC07-27-2010
Scott Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-30-2010
Viet Trong Quoc PhanUBS Financial Services Inc.Fidelity Brokerage Services LLC11-19-2010
Adalberto Santaella IIIEdward JonesFidelity Brokerage Services LLC$15005-20-2011
Matthew P KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-22-2011
Matthew Shaw WaltmonTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC01-20-2012
Matthew T. GuinTransamerica Financial Advisors, IncFidelity Brokerage Services LLC$1001-10-2013
Eugene WeinsteinAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-11-2013
Jacob William SeifGuideStone Financial ServicesFidelity Brokerage Services LLC03-27-2013
Paul Andrew RobinsonRobert W. Baird & Co. IncorporatedFidelity Brokerage Services LLC05-31-2013
Sean Charles RileyUSAA Financial Advisors, Inc.Fidelity Brokerage Services LLC10-17-2013
Erik Robert LichtyNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC10-22-2013
Eunice Kim ArmstrongUSAA Financial Advisors, Inc.Fidelity Brokerage Services LLC11-27-2013
David A. FletcherJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-22-2014
Richard Roper WintersRAAFidelity Brokerage Services LLC06-11-2014
Benjamin ChiangCetera Investment Services LLCFidelity Brokerage Services LLC06-30-2014
Joshua Michael PinchekRAAFidelity Brokerage Services LLC09-29-2014
Andrew HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-10-2014
Joseph Andrew PazeraGeneos Wealth Management, Inc.Fidelity Brokerage Services LLC11-12-2014
Charlie W. O'ShelTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC12-03-2014
Miguel ArreguinCetera Investment Services LLCFidelity Brokerage Services LLC01-22-2015
Jeffrey Glenn WeeksATX Portfolio Advisors, LLCFidelity Brokerage Services LLC02-03-2015
William Michael HubbleSequoia Private Wealth Management, LLCFidelity Brokerage Services LLC02-24-2015
Next Page »

Showing 1 to 25 of 78 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.