Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Scott ThomasFirst Command Financial Planning, Inc.First Command Financial Planning, Inc.04-01-2020
William Brandon NiesmanPruco Securities, LLC.First Command Financial Planning, Inc.02-27-2020
Michele Mckenzie TeskeLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.11-15-2019
Michael Francisco GaonaTeamwork Financial Advisors, LLCFirst Command Financial Planning, Inc.08-12-2019
Michael Anthony WaltersTeamwork Financial Advisors, LLCFirst Command Financial Planning, Inc.08-10-2019
Michael Samuel SrulowitzTeamwork Financial Advisors, LLCFirst Command Financial Planning, Inc.08-09-2019
John Damon StoneBBVA Securities Inc.First Command Financial Planning, Inc.$2507-08-2019
Serapio Alberto OliveiraRaymond James & Associates, Inc.First Command Financial Planning, Inc.04-01-2019
Rickey SimpsonFidelity Brokerage Services LLCFirst Command Financial Planning, Inc.03-07-2019
Christina Renee CloudCharles Schwab & Co., Inc.First Command Financial Planning, Inc.01-07-2019
William Lawrence Straub IIINavy Federal Brokerage Services, LLCFirst Command Financial Planning, Inc.$15012-05-2018
Jose Alvaro Reyes IIICUNA Brokerage Services, Inc.First Command Financial Planning, Inc.$5006-19-2018
David Leslie DavenportFisher InvestmentsFirst Command Financial Planning, Inc.03-21-2018
Jonathan Macgregor ThorpJ.P. Morgan Securities LLCFirst Command Financial Planning, Inc.$103-09-2018
Brian Carl NelsonFrost Brokerage Services, Inc.First Command Financial Planning, Inc.03-09-2018
Edward Owen MillerLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$2511-03-2017
Robert Kenneth Mayer Jr.Pruco Securities, LLC.First Command Financial Planning, Inc.10-25-2017
Jay B. RaoWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.10-03-2017
Jeffrey James FronkBBVA Securities Inc.First Command Financial Planning, Inc.09-27-2017
Melissa Leah Weeks-BillegCapital One Investing, LLCFirst Command Financial Planning, Inc.06-19-2017
Michael P. BallmannFirst Command Financial Planning, Inc.First Command Financial Planning, Inc.05-11-2017
Andrew James HuberLPL Financial LLCFirst Command Financial Planning, Inc.03-02-2017
Myra Lynn SlaybaughLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.02-03-2017
Branden Charles MannInvestment Centers of America, Inc.First Command Financial Planning, Inc.01-31-2017
Meghann Rae NewmanCharles Schwab & Co., Inc.First Command Financial Planning, Inc.08-30-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.