Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamey Carl GrahamSignal Securities, Inc.Hilltop Securities Inc.10-10-2018
Andrew William CliftonCetera Financial Specialists LLCHilltop Securities Inc.11-06-2017
William Ernest StockumRBC Capital Markets, LLCHilltop Securities Inc.10-10-2017
Diane Jean LacinaOppenheimer & Co. Inc.Hilltop Securities Inc.$107-14-2017
Virginia Pope AllwardtAllstate Financial Services, LLCHilltop Securities Inc.06-28-2017
Robert Michael Bagley IIIMorgan StanleyHilltop Securities Inc.06-08-2016
Ned Murphy EmmonsM. E. Allison & Co., Inc.Hilltop Securities Inc.$10009-28-2015
Norman Bernard LoewensternB. Riley Wealth ManagementHilltop Securities Inc.$15009-18-2015
James Patrick QuallsB. Riley Wealth ManagementHilltop Securities Inc.$15009-08-2015
Jay Thoburn BrownB. Riley Wealth ManagementHilltop Securities Inc.09-08-2015
Rolfe Robert YoungStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15008-31-2015
Edward Kessler NeuhausRBC Capital Markets, LLCHilltop Securities Inc.$5008-17-2015
Bradley Kyle ScottLPL Financial LLCHilltop Securities Inc.08-05-2015
Ronnie Russell RushingLPL Financial LLCHilltop Securities Inc.$5008-05-2015
Charles Warren CaprezRaymond James & Associates, Inc.Hilltop Securities Inc.07-31-2015
Elridge Nicholas BollichAmeriprise Financial Services, Inc.Hilltop Securities Inc.$10007-10-2015
Kirby Mckenzie HainesLPL Financial LLCHilltop Securities Inc.06-30-2015
Dane Eric ByersLPL Financial LLCHilltop Securities Inc.$4706-29-2015
Ronald Howard MecklerStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.05-29-2015
Steven Howard BrightB. Riley Wealth ManagementHilltop Securities Inc.05-15-2015
Irving ReynaRBC Capital Markets, LLCHilltop Securities Inc.05-11-2015
Robert John BrandenbergerRBC Capital Markets, LLCHilltop Securities Inc.$105-11-2015
William Robert BrandenbergerRBC Capital Markets, LLCHilltop Securities Inc.$2505-11-2015
James Edward WestRaymond James Financial Services, Inc.Hilltop Securities Inc.$2501-02-2015
Robert Scott WestRaymond James Financial Services, Inc.Hilltop Securities Inc.01-02-2015
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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