Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Blaine ShouseLPL Financial LLCINVEST Financial Corporation02-14-2018
Ann Karen KilmerUnited Planners' Financial Services of America A Limited PartnerINVEST Financial Corporation$5011-21-2017
Austin Lee LesterLPL Financial LLCINVEST Financial Corporation02-14-2018
Danny Lee McFadden Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
David B. RobinsonLPL Financial LLCINVEST Financial Corporation02-14-2018
David Lee WaldrepLPL Financial LLCINVEST Financial Corporation02-14-2018
Erika Hernandez MarinLPL Financial LLCINVEST Financial Corporation10-22-2012
Gary GrayPFS Investments Inc.INVEST Financial Corporation11-13-2015
John Stephen BartushLPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph Dylan ThompsonSecurities America, Inc.INVEST Financial Corporation11-02-2017
Linda Lee KnightonHD Vest Investment ServicesINVEST Financial Corporation12-22-2017
Lonny Lee WintersSecurities America, Inc.INVEST Financial Corporation11-02-2017
Luis Fernando Chaves-OrregoLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Marcella Kay FurneyLPL Financial LLCINVEST Financial Corporation$5006-16-2016
Richard Lynn HavardDominion Investor Services, Inc.INVEST Financial Corporation10-20-2017
Robert Carlos Cadena Jr.LPL Financial LLCINVEST Financial Corporation$10002-14-2018
Scott Lee RobinsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Stanley Cash CunninghamWoodbury Financial Services, Inc.INVEST Financial Corporation$10001-25-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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