Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Brice MeekAllstate Financial Services, LLCInvestment Professionals, Inc.10-08-2014
Martyn Joseph Ballestero IIAvantax Investment Services, Inc.Investment Professionals, Inc.12-22-2017
Douglas A. GibsonAXA Advisors, LLCInvestment Professionals, Inc.11-01-2011
Mark J. PepperBBVA Securities Inc.Investment Professionals, Inc.06-15-2015
Brad O'Neill AshleyBOK Financial Securities, Inc.Investment Professionals, Inc.08-14-2014
Brenda B. RocchioCambridge Investment Research, Inc.Investment Professionals, Inc.05-01-2017
Raymond Arthur Dahlman IIICambridge Investment Research, Inc.Investment Professionals, Inc.$1008-01-2012
Timothy James SullivanCambridge Investment Research, Inc.Investment Professionals, Inc.08-01-2012
Johan Johan Berndtson KjellstenCamden Wealth Advisors LLCInvestment Professionals, Inc.04-19-2011
Brad Bradley CainCapital One Investment Services LLCInvestment Professionals, Inc.02-10-2014
Aaron S. HarveyCharles Schwab & Co., Inc.Investment Professionals, Inc.04-30-2018
Alan Charles SmithDominion Investor Services, Inc.Investment Professionals, Inc.11-03-2009
Alfred Fuentes Jr.Edward JonesInvestment Professionals, Inc.10-16-2015
Nikolai Charles KondraEdward JonesInvestment Professionals, Inc.02-10-2012
Garrett T. MaddoxEdward JonesInvestment Professionals, Inc.02-04-2011
Christopher Michael VoorheeseEdward JonesInvestment Professionals, Inc.02-26-2010
Felipe Puente Jr.Edward JonesInvestment Professionals, Inc.$1004-13-2009
David C. BoyersGirard Securities, Inc.Investment Professionals, Inc.04-01-2014
Douglas William Roberts Jr.GuideStone Financial ServicesInvestment Professionals, Inc.09-16-2015
David Wayne FrenchHilltop Securities Independent Network Inc.Investment Professionals, Inc.06-08-2009
Joaquin Gonzalez Cigarroa IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
George Louis Saenz Sr.Infinex Investments, Inc.INVESTMENT PROFESSIONALS, INC.$4408-27-2018
Luis Justo Gonzalez IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Jason Michael BurdineInvestment Centers of America, Inc.Investment Professionals, Inc.$2505-02-2017
Guy Lamar JamesInvestment Centers of America, Inc.Investment Professionals, Inc.10-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.