Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Charles SmithDominion Investor Services, Inc.Investment Professionals, Inc.11-03-2009
Alberto TorresWaddell & ReedInvestment Professionals, Inc.$1002-24-2015
Alfred Fuentes Jr.Edward JonesInvestment Professionals, Inc.10-16-2015
Brad O'Neill AshleyBOK Financial Services, Inc.Investment Professionals, Inc.08-14-2014
Brian Patrick RudloffAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.06-22-2018
Cecil Robert ArdoinTitleist Asset Management, Ltd.Investment Professionals, Inc.09-29-2017
Christopher Michael VoorheeseEdward JonesInvestment Professionals, Inc.02-26-2010
Christopher Michael YoungAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Christopher RawsonTitleist Asset Management, Ltd.Investment Professionals, Inc.$2507-25-2017
Cindy Elaine HighAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Clifton Scott McMillanWhite Wing Wealth Management, LLCInvestment Professionals, Inc.07-15-2015
David Turner KeyAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
David Wayne FrenchHilltop Securities Independent Network Inc.Investment Professionals, Inc.06-08-2009
Delane Leann DrakeMorgan StanleyInvestment Professionals, Inc.09-15-2015
Douglas A. GibsonAXA Advisors, LLCInvestment Professionals, Inc.11-01-2011
Douglas William Roberts Jr.GuideStone Financial ServicesInvestment Professionals, Inc.09-16-2015
Eliot Wayne ResterState Farm VP Management Corp.Investment Professionals, Inc.05-07-2015
Eric Lawrence PhelpsAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Eric Scott PomerantzAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Garrett T. MaddoxEdward JonesInvestment Professionals, Inc.02-04-2011
George Lee MontgomeryAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
George Louis Saenz Sr.Infinex Investments, Inc.INVESTMENT PROFESSIONALS, INC.$4408-27-2018
Gregory Paul HansonAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Jason Brian TurnerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$1606-22-2018
Jason Michael StephensLPL Financial LLCInvestment Professionals, Inc.12-18-2013
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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