Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joaquin Gonzalez Cigarroa IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Luis Justo Gonzalez IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Aaron S HarveyCharles Schwab & Co., Inc.Investment Professionals, Inc.04-30-2018
Joseph Anthony MasuelliPruco Securities, LLC.Investment Professionals, Inc.04-25-2018
Cecil Robert ArdoinTitleist Asset Management, Ltd.Investment Professionals, Inc.09-29-2017
Clifford Brian BurchMcNally Financial Services CorporationInvestment Professionals, Inc.05-15-2017
Treston Nicholas TeagueNorthwestern Mutual Investment Services, LLCInvestment Professionals, Inc.09-19-2016
Maria Adriana ValenciaTitleist Asset Management, Ltd.Investment Professionals, Inc.08-29-2016
Douglas William Roberts JrGuideStone Financial ServicesInvestment Professionals, Inc.09-16-2015
Delane Leann DrakeMorgan StanleyInvestment Professionals, Inc.09-15-2015
Clifton Scott McMillanWhite Wing Wealth Management, LLCInvestment Professionals, Inc.07-15-2015
Eliot Wayne ResterState Farm VP Management Corp.Investment Professionals, Inc.05-07-2015
Alberto TorresWaddell & ReedInvestment Professionals, Inc.02-24-2015
Brad ONeill AshleyBOK Financial Securities, Inc.Investment Professionals, Inc.08-14-2014
Jason Michael StephensLPL Financial LLCInvestment Professionals, Inc.12-18-2013
Wesley Ray WhiteheadLPL Financial LLCInvestment Professionals, Inc.07-10-2013
William Arthur Tyler JrTyler Wealth Management, LLCInvestment Professionals, Inc.05-15-2012
Nikolai Charles KondraEdward JonesInvestment Professionals, Inc.02-10-2012
Douglas Antony GibsonEquitable Advisors, LLCInvestment Professionals, Inc.11-01-2011
Johan Johan Berndtson KjellstenCamden Wealth Advisors LLCInvestment Professionals, Inc.04-19-2011
Christopher Michael VoorheeseEdward JonesInvestment Professionals, Inc.02-26-2010
Srdjan BlumTitleist Asset Management, Ltd.Investment Professionals, Inc.$2507-25-2017
Jeromy Austin WhiteTitleist Asset Management, Ltd.Investment Professionals, Inc.$2507-25-2017
Garrett T MaddoxEdward JonesInvestment Professionals, Inc.$2502-04-2011
Alan Charles SmithDominion Investor Services, Inc.Investment Professionals, Inc.$2511-03-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.