Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Sanchez BoeckerAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Joaquin Gonzalez Cigarroa IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Luis Justo Gonzalez IIIInfinex Investments, Inc.Investment Professionals, Inc.08-27-2018
Robert Hernandez ArteagaAmeriprise Financial Services, Inc.Investment Professionals, Inc.08-09-2018
Teresa Ann MagawAmeriprise Financial Services, Inc.Investment Professionals, Inc.07-03-2018
Timothy Glenn ThrasherAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-25-2018
Joseph Charles KlagesAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Gregory Paul HansonAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Eric Scott PomerantzAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Mark Christopher FreelandAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
William Stephen MeachamAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Brian Patrick RudloffAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.06-22-2018
Markos John PappasAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
George Lee MontgomeryAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Martyn Joseph Ballestero IIHD Vest Investment ServicesInvestment Professionals, Inc.12-22-2017
Vincent Michael VegaKestra Investment Services, LLCInvestment Professionals, Inc.11-10-2017
Cecil Robert ArdoinTitleist Asset Management, Ltd.Investment Professionals, Inc.09-29-2017
Srdjan BlumTitleist Asset Management, Ltd.Investment Professionals, Inc.07-25-2017
Jeromy Austin WhiteTitleist Asset Management, Ltd.Investment Professionals, Inc.07-25-2017
John Harold ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestment Professionals, Inc.11-29-2016
Treston Nicholas TeagueNorthwestern Mutual Investment Services, LLCInvestment Professionals, Inc.09-19-2016
Maria Adriana ValenciaTitleist Asset Management, Ltd.Investment Professionals, Inc.08-29-2016
Alfred Fuentes Jr.Edward JonesInvestment Professionals, Inc.10-16-2015
Douglas William Roberts Jr.GuideStone Financial ServicesInvestment Professionals, Inc.09-16-2015
Delane Leann DrakeMorgan StanleyInvestment Professionals, Inc.09-15-2015
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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