Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Catherine PrescottVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-21-2020
Amin SchoumanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Karen Adelle UmpierreTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-10-2020
Salima P MohammedTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Farah R KhalfanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-09-2020
Amy Jo SchielackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5008-14-2020
Jonathan Mark SmithLPL Financial LLCJ.P. Morgan Securities LLC08-13-2020
Richard Oliver ClotworthyFrost Brokerage Services, Inc.J.P. Morgan Securities LLC08-12-2020
Harman Singh JohalBBVA Securities Inc.J.P. Morgan Securities LLC$5008-06-2020
Robert James BazanFrost Brokerage Services, Inc.J.P. Morgan Securities LLC07-24-2020
Ronald B LeviMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-23-2020
Alejandro CastilloPFS Investments Inc.J.P. Morgan Securities LLC07-22-2020
Paul G ChazarretaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2020
Christopher Michael JexTD Ameritrade, Inc.J.P. Morgan Securities LLC07-02-2020
Laura Anne WhiteMorgan StanleyJ.P. Morgan Securities LLC06-24-2020
Alan Christopher KepplerTitleist Asset Management, Ltd.J.P. Morgan Securities LLC06-17-2020
Okwuchi Vera UhiaraAllstate Financial Services, LLCJ.P. Morgan Securities LLC06-16-2020
Katherine Adair HawkinsNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-15-2020
Timothy Charles PetersonJefferies LLCJ.P. Morgan Securities LLC05-18-2020
Juan C ZayasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2020
Isabel Rebecca BeltranBBVA Securities Inc.J.P. Morgan Securities LLC04-24-2020
Eddy Jovanny ArriazaPFS Investments Inc.J.P. Morgan Securities LLC04-23-2020
Damon HurstFrost Brokerage Services, Inc.J.P. Morgan Securities LLC04-13-2020
Jonathan BarhamComerica SecuritiesJ.P. Morgan Securities LLC04-08-2020
Jacob Adam WelshProEquities, Inc.J.P. Morgan Securities LLC04-06-2020
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Showing 1 to 25 of 320 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.