Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harpreet Singh SidhuMorgan StanleyJ.P. Morgan Securities LLC06-26-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
Christopher Brian MankoffWaddell & ReedJ.P. Morgan Securities LLC05-24-2019
Joshua Augustus EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-11-2019
Donald Gregory Sketchley Sr.OneAmerica Securities, Inc.J.P. Morgan Securities LLC$101-30-2019
Jodi Christine PickensBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2019
Ramiro Martinez GonzalesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-17-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$101-11-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Jaquelin Orantes YanesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-27-2018
Erik Edward AndersenDriftwood Capital, LLCJ.P. Morgan Securities LLC12-19-2018
Justin David DockterTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC12-17-2018
Zimbabwe Malik BarnesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-14-2018
Omal Antony JosephWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2018
Verlin Dion HobbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Jose David CamposBBVA Securities Inc.J.P. Morgan Securities LLC$2511-26-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Jose Wilfredo PalaciosBBVA Securities Inc.J.P. Morgan Securities LLC11-07-2018
Hanh Thi TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
Joseph Anthony BarbourBBVA Securities Inc.J.P. Morgan Securities LLC$111-06-2018
Diego RomeroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Olga Maria Gomez-DurrettCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-25-2018
Maribelda Fajardo DhaliwalCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-19-2018
Next Page »

Showing 1 to 25 of 409 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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