Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Torres-AburtoFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC01-11-2016
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-14-2018
Alan Christopher KepplerTitleist Asset Management, Ltd.J.P. Morgan Securities LLC06-17-2020
Alban DerieuxMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-14-2019
Alberto Chavez JrFrost Brokerage Services, Inc.J.P. Morgan Securities LLC11-26-2018
Alejandro CastilloPFS Investments Inc.J.P. Morgan Securities LLC07-22-2020
Alejandro J Tapia FariasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-30-2016
Alexander Wilson EppsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-03-2018
Alfonso RodriguezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
Alison Marie YoungSanford C. Bernstein & Co., LLCJ.P. Morgan Securities LLC08-26-2015
Amanda Catherine PrescottVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-21-2020
Amber GhauriWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-12-2018
Amin SchoumanTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Amy Jo SchielackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5008-14-2020
Amy Styczynski SabinRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$15007-12-2019
Ana Cristina GomezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-31-2017
Andrew Charles OConnellUBS Financial Services Inc.J.P. Morgan Securities LLC$2510-31-2013
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Angela D RaleyBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2017
Angela H EspositoMorgan StanleyJ.P. Morgan Securities LLC01-06-2020
Angus S McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2018
Anthony Tyronne KempWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-11-2017
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
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Showing 1 to 25 of 320 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.