Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eddy Jovanny ArriazaPFS Investments Inc.J.P. Morgan Securities LLC04-29-2020
Jonathan Jefferies BarhamComerica SecuritiesJ.P. Morgan Securities LLC04-08-2020
Maysa BudriUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC04-08-2020
Jacob Adam WelshProEquities, Inc.J.P. Morgan Securities LLC04-06-2020
Latunya Shanta HanleyTD Ameritrade, Inc.J.P. Morgan Securities LLC03-19-2020
Alejandro MojicaBBVA Securities Inc.J.P. Morgan Securities LLC02-21-2020
Cory Richard MartayMorgan StanleyJ.P. Morgan Securities LLC02-05-2020
Michael Scott CobbEdward JonesJ.P. Morgan Securities LLC01-31-2020
Ryan Allen HirschBBVA Securities Inc.J.P. Morgan Securities LLC01-29-2020
Christine L. BarronKestra Investment Services, LLCJ.P. Morgan Securities LLC01-24-2020
Anibal A MiatelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Angela H EspositoMorgan StanleyJ.P. Morgan Securities LLC01-06-2020
Tomas Mares Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-23-2019
Zachary John PerretE*TRADE Securities LLCJ.P. Morgan Securities LLC12-16-2019
Hector Giovanni Rodriguez GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-10-2019
Dalen Lloyd OnealVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC12-09-2019
Dale Augustin HuangWaddell & ReedJ.P. Morgan Securities LLC11-19-2019
Gabriel Alberto GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-06-2019
Bennette Ogbotiti AmasoBBVA Securities Inc.J.P. Morgan Securities LLC10-02-2019
Elizabeth Georgievna LezovMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2019
Eric M. AldapeFrost Brokerage Services, Inc.J.P. Morgan Securities LLC09-17-2019
Michael David PalmerBBVA Securities Inc.J.P. Morgan Securities LLC09-16-2019
Ricardo RamirezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-11-2019
Marnie B. YancyFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-09-2019
Brittany Nicole GuidryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-27-2019
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Showing 1 to 25 of 601 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.