Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Ray MaldonadoUBS Financial Services Inc.J.P. Morgan Securities LLC07-26-2016
Chris C. JohnstonUBS Financial Services Inc.J.P. Morgan Securities LLC12-10-2015
Chester John Donnally Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC$20011-03-2015
David William GreenmanUBS Financial Services Inc.J.P. Morgan Securities LLC$15011-03-2015
Jason R SharpeUBS Financial Services Inc.J.P. Morgan Securities LLC11-03-2015
Neil Greg ShortUBS Financial Services Inc.J.P. Morgan Securities LLC10-09-2015
Candi Rose TrevinoUBS Financial Services Inc.J.P. Morgan Securities LLC10-09-2015
Manuel Eduardo HerediaUBS Financial Services Inc.J.P. Morgan Securities LLC11-07-2014
Lorena Soledad GarzaUBS Financial Services Inc.J.P. Morgan Securities LLC11-07-2014
Roberto RuizUBS Financial Services Inc.J.P. Morgan Securities LLC11-07-2014
Andrew Charles O'ConnellUBS Financial Services Inc.J.P. Morgan Securities LLC10-31-2013
Cory Alan DurhamUBS Financial Services Inc.J.P. Morgan Securities LLC10-31-2013
John Dwight SaalfieldUBS Financial Services Inc.J.P. Morgan Securities LLC06-19-2013
Jose R. Jimenez MuratUBS Financial Services Inc.J.P. Morgan Securities LLC12-18-2012

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.