Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ray SimsPrincipal Securities, Inc.LPL Financial LLC$104-09-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2019
Robert S. DoughertyArete Investments, LLCLPL Financial LLC01-18-2019
Quincy Jovon Goudeau Sr.Wells Fargo Clearing Services, LLCLPL Financial LLC$112-07-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Elizabeth Lisa TurekMoney Concepts Capital CorpLPL Financial LLC08-22-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Mitchell Steven KramerPrivate Client Services, LLCLPL Financial LLC07-02-2018
Tabitha Ann GarreffaPrivate Client Services, LLCLPL Financial LLC07-02-2018
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC$106-15-2018
Barry Curtis RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Teresa Ann MagawINVESTMENT PROFESSIONALS, INC.LPL Financial LLC05-04-2018
John Robert Holman CfpHolman Wealth ManagementLPL Financial LLC04-30-2018
Patrick John DevineIndependent Financial Group, LLCLPL Financial LLC$5003-02-2018
Dennis Wayne StavinohaWealth Covenant Group LLCLPL Financial LLC01-09-2018
Eric Lamont MillerIncrease Consultants LLCLPL Financial LLC12-22-2017
Paul Joseph HaireHD Vest Investment ServicesLPL Financial LLC$2512-20-2017
Jennifer D'Ann RussellGood Life Advisors, LLCLPL Financial LLC11-29-2017
Glenn Todd WilliamsWilliams Financial Planning, Inc.LPL Financial LLC11-21-2017
Robert Edward LeeSovereign Wealth Advisors LLCLPL Financial LLC11-15-2017
Stephen John MchaleSovereign Wealth Advisors LLCLPL Financial LLC11-15-2017
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Showing 1 to 25 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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