Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Adan Jose SalazarKovack Securities Inc.LPL Financial LLC11-06-2014
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Alicia Margarita RiveraAmeriprise Financial Services, Inc.LPL Financial LLC06-30-2014
Amy Lynn ColtonIFP Securities, LLCLPL Financial LLC05-28-2019
Andrew Scott ButlerNext Financial Group, Inc.LPL Financial LLC04-24-2009
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$2507-20-2009
Anthony Joseph LopezTitan Retirement Advisors LLCLPL Financial LLC08-05-2016
Anthony Scatuorchio FerraraHD Vest Investment ServicesLPL Financial LLC05-01-2009
Antonio ReynaSecurities America, Inc.LPL Financial LLC10-14-2014
Ashley Ann DomineyEfficient Wealth Management, LLCLPL Financial LLC01-02-2014
Barry C. RoseSecurities America, Inc.LPL Financial LLC$1005-18-2018
Bradford Geoffrey RodriguesR1 Financial GroupLPL Financial LLC01-02-2013
Bradley John SaundersKestra Investment Services, LLCLPL Financial LLC02-28-2014
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Brian Wayne EckebergerKestra Investment Services, LLCLPL Financial LLC$2504-25-2017
Bryan David UeckerIFP Securities, LLCLPL Financial LLC$5005-23-2019
Chad Alan BurkhalterEdward JonesLPL Financial LLC$2501-06-2012
Charles Edward LancasterRaymond James Financial Services, Inc.LPL Financial LLC10-21-2015
Chelsea Brown MagbyRaymond James Financial Services, Inc.LPL Financial LLC12-18-2014
Christina Joy BeninatiRaymond James Financial Services, Inc.LPL Financial LLC07-07-2017
Cody Shane CodyHilltop Securities Independent Network Inc.LPL Financial LLC$2505-01-2012
Courtney Lyn WalkerJ.P. Morgan Securities LLCLPL Financial LLC09-01-2015
Daniel John WoodardSecurities America, Inc.LPL Financial LLC$10005-18-2018
David A. TolsonArete Investments, LLCLPL Financial LLC01-16-2019
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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