Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Thomas MclinAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation04-09-2020
Bradford Floyd CarmanVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation12-20-2019
Mimi HodacVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation$2505-30-2019
Aerika Rashell MorrisBOK Financial Securities, Inc.Lincoln Financial Advisors Corporation04-15-2019
John KoshySymphony Retirement Partners LLCLincoln Financial Advisors Corporation04-04-2019
Terry Sue MooneyhamAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$5001-25-2019
Gregory Byron PowellLPL Financial LLCLincoln Financial Advisors Corporation11-19-2018
Marshall Charles Barclay Jr.LPL Financial LLCLincoln Financial Advisors Corporation$2510-26-2018
Randall Gray NeighbourSigma Financial CorporationLincoln Financial Advisors Corporation08-30-2018
Ray Joseph Fernandez Jr.D.H. Hill Securities, LLLPLincoln Financial Advisors Corporation08-16-2018
David Lee PenwellPlanMember Securities CorporationLincoln Financial Advisors Corporation$2507-13-2018
Richard Michael TretaPlanMember Securities CorporationLincoln Financial Advisors Corporation$5007-13-2018
Albert George BotheInsight Wealth Strategies, LLCLincoln Financial Advisors Corporation$1205-31-2018
Justin CheeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation05-31-2018
Ralph Malcolm WooleyAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$5005-04-2018
David Matthew ThailingMutual Securities, Inc.Lincoln Financial Advisors Corporation$5004-27-2018
Chad Gene SeegersMutual Securities, Inc.Lincoln Financial Advisors Corporation04-27-2018
Aaron Paul KarasMutual Securities, Inc.Lincoln Financial Advisors Corporation$5004-27-2018
Emmanuel AllendeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation03-19-2018
Edward Roy MeziereStrata Wealth Advisors, LLCLincoln Financial Advisors Corporation10-24-2017
Julie Ann FulkersonCharles Schwab & Co., Inc.Lincoln Financial Advisors Corporation08-30-2017
Kenneth Roy PainterMutual Securities, Inc.Lincoln Financial Advisors Corporation$1404-21-2017
Brandon Keith CumbaStrata Wealth Advisors, LLCLincoln Financial Advisors Corporation04-21-2017
John Karl KrielInstitutional Securities CorporationLincoln Financial Advisors Corporation04-03-2017
Michelle G YatesRAALincoln Financial Advisors Corporation03-01-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.