Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Dustin JedrziewskiVitalStone Financial, LLCMML Investors Services, LLC10-09-2020
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Jason Robert OdetteVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Christopher Ryan McNeilVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Charles Bradley WattsAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2020
Vanessa A GarzaAllstate Financial Services, LLCMML Investors Services, LLC06-29-2020
Stacee Lanette CaskeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-02-2020
Joseph Bedford James IIILPL Financial LLCMML Investors Services, LLC$2505-29-2020
David Hee HwangFarmers Financial Solutions, LLCMML Investors Services, LLC04-08-2020
Louis Bryan HarbourPM Squared, LLCMML Investors Services, LLC03-23-2020
Salim S FidaiNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC03-02-2020
Jonathan ChantraJ.P. Morgan Securities LLCMML Investors Services, LLC02-21-2020
Steven Douglas AycockAustin Money Management CorporationMML Investors Services, LLC02-13-2020
Michael Eric GearyNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$1,00001-10-2020
Jaime Alberto Chavez LlerenasPruco Securities, LLC.MML Investors Services, LLC$1,00001-09-2020
Querube MontoyaGWFS Equities, Inc.MML Investors Services, LLC12-19-2019
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Domingo D Pilarte JrNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC12-11-2019
Gregory Charles FalzoneEmerson Equity LLCMML Investors Services, LLC11-13-2019
Bryan Keith CottonLincoln Financial Securities CorporationMML Investors Services, LLC11-13-2019
Courdney Lynnere WilliamsAllstate Financial Services, LLCMML Investors Services, LLC07-09-2019
Stephen Jared SmithCharles Schwab & Co., Inc.MML Investors Services, LLC07-08-2019
Jeffrey Robert ZamoraAmeriprise Financial Services, LLCMML Investors Services, LLC05-31-2019
Jonathan A NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
Joseph A SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.