Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC$102-28-2019
Joseph Allen ArmstrongGWN Securities Inc.MML Investors Services, LLC$2502-05-2019
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Stephen Christopher TadlockPark Avenue Securities LLCMML Investors Services, LLC$2510-19-2018
Ledell JohnsonLincoln Financial Securities CorporationMML Investors Services, LLC08-31-2018
Jarrod Wesson FloresNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC06-19-2018
Marilyn Neill PangracThrivent Investment Management Inc.MML Investors Services, LLC$106-06-2018
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Jeffrey Scot LuftigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC01-08-2018
Joan Patricia RuffiniJ.P. Morgan Securities LLCMML Investors Services, LLC10-30-2017
Crystal Coe HerringtonNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-23-2017
Vito Michael PetrielloHD Vest Investment ServicesMML Investors Services, LLC09-26-2017
Michael JimenezLincoln Financial Securities CorporationMML Investors Services, LLC09-08-2017
Scott P KeesBBVA Securities Inc.MML Investors Services, LLC09-08-2017
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Ryan Michael PeeplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-16-2017
Fran Charles Jackson Jr.VALIC Financial Advisors, Inc.MML Investors Services, LLC08-15-2017
James Russell Smith Sr.Signator Investors, Inc.MML Investors Services, LLC06-16-2017
James Thomas PreeceThrivent Investment Management Inc.MML Investors Services, LLC01-13-2017
Leo Ray Warren IIINYLIFE Securities LLCMML Investors Services, LLC12-09-2016
Adrian Lee UriasCambridge Investment Research, Inc.MML Investors Services, LLC11-01-2016
Jeffrey Lyle DearingNYLIFE Securities LLCMML Investors Services, LLC10-18-2016
Felix BuriakovskyHD Vest Investment ServicesMML Investors Services, LLC10-13-2016
Robert Alan Lockery Jr.Kestra Advisory Services, LLCMML Investors Services, LLC09-19-2016
Sara Gabriela Moreno-JuradoPark Avenue Securities LLCMML Investors Services, LLC09-13-2016
Next Page »

Showing 1 to 25 of 121 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.