Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Velma Jean FreemanBrown and Freeman LLCMML Investors Services, LLC09-21-2012
Minh Duc VoCambridge Investment Research, Inc.MML Investors Services, LLC07-08-2019
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
Jana Kennedy StoermerCambridge Investment Research, Inc.MML Investors Services, LLC08-01-2013
Ryan Thomas JohnsonCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2013
Noel Colin RoachCambridge Investment Research, Inc.MML Investors Services, LLC$2501-22-2013
Jason Charles WidlerCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2013
Winston W. MaloneCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2013
John Brian LeeCambridge Investment Research, Inc.MML Investors Services, LLC$5006-07-2012
Todd Mitchell HarrisCambridge Investment Research, Inc.MML Investors Services, LLC07-22-2011
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Darrell Wayne AmsdenEquity Services, Inc.MML Investors Services, LLC$1007-17-2014
Daniel David ThomasonFirst Allied Securities, Inc.MML Investors Services, LLC07-25-2016
Rickey Floyd FranklinFrost Brokerage Services, Inc.MML Investors Services, LLC09-21-2015
Michelle Jean GessnerGessner Wealth Strategies LLCMML Investors Services, LLC03-22-2016
Michael E JohnsonGradient Securities, LLCMML Investors Services, LLC08-23-2012
Patrick A EmuakhagbonGreatlinks Financial GroupMML Investors Services, LLC04-08-2015
Joseph Allen ArmstrongGWN Securities Inc.MML Investors Services, LLC$2502-05-2019
Aaron Arthur RoesslerHD Vest Investment ServicesMML Investors Services, LLC04-16-2013
Sallie Mullins ThompsonHD Vest Investment ServicesMML Investors Services, LLC03-14-2012
Anthony Richard LanzaHD Vest Investment ServicesMML Investors Services, LLC04-07-2009
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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