Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifford Ira RosnerVoya Financial Advisors, Inc.MML Investors Services, LLC$10002-03-2009
Michael OlearyNext Financial Group, Inc.MML Investors Services, LLC$25003-02-2009
Smitha Abraham ThomasLifetime Wealth Management P.C.MML Investors Services, LLC03-20-2009
Gerald Michael WestcottOneAmerica Securities, Inc.MML Investors Services, LLC04-01-2009
Anthony Richard LanzaAvantax Investment Services, Inc.MML Investors Services, LLC04-07-2009
Brion Scott CollinsNext Financial Group, Inc.MML Investors Services, LLC$25006-26-2009
Randall Bruce BlinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10008-24-2009
Joseph Reed1st Global Capital Corp.MML Investors Services, LLC$10009-18-2009
Gary Lynn HaydenTrinity Portfolio Advisors, LLCMML Investors Services, LLC11-13-2009
Ronald Dean HensonVoya Financial Advisors, Inc.MML Investors Services, LLC$10002-26-2010
Chad E BrownChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Barbara Vaughan RedstoneWFG Investments, Inc.MML Investors Services, LLC08-01-2010
Paula L. KureckaMWA Financial Services Inc.MML Investors Services, LLC$25008-06-2010
Randell Terry NicholsHIMCO Distribution Services CompanyMML Investors Services, LLC08-15-2010
Chetna Vasant ShahChase Investment Services Corp.MML Investors Services, LLC08-16-2010
Andrew Hall PrevostKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Vincent Paul MontenegroWaddell & ReedMML Investors Services, LLC$25009-28-2010
Alan Jeffery KasserFinancial Advisers of America, LLCMML Investors Services, LLC$50010-26-2010
Shelley Leavitt NadelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC01-17-2011
Julie Ann FulkersonState Farm VP Management Corp.MML Investors Services, LLC02-14-2011
Tiffini Dawn ArringtonPark Avenue Securities LLCMML Investors Services, LLC03-02-2011
Samuel Edwin LawDeWaay Financial Network, LLCMML Investors Services, LLC03-18-2011
Leslie Robert RosenblattWFG Investments, Inc.MML Investors Services, LLC03-31-2011
Brandon Ronald FresardChase Investment Services Corp.MML Investors Services, LLC04-12-2011
Patrick Carl DicksonPark Avenue Securities LLCMML Investors Services, LLC$25007-08-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.