Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Arthur RoesslerHD Vest Investment ServicesMML Investors Services, LLC04-16-2013
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Anthony Richard LanzaHD Vest Investment ServicesMML Investors Services, LLC04-07-2009
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Cari Beth PetersonWells Fargo Clearing Services, LLCMML Investors Services, LLC01-21-2015
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
Crystal C. HerringtonNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-23-2017
Daniel David ThomasonFirst Allied Securities, Inc.MML Investors Services, LLC07-25-2016
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Darrell Wayne AmsdenEquity Services, Inc.MML Investors Services, LLC$1007-17-2014
Darrell Wayne EllisorLPL Financial LLCMML Investors Services, LLC02-22-2013
David Michael De Anda Sr.Northwestern Mutual Investment Services, LLCMML Investors Services, LLC01-31-2012
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Desmond D. ClarkInstitutional Securities CorporationMML Investors Services, LLC11-27-2018
Don E. BradyOneAmerica Securities, Inc.MML Investors Services, LLC02-26-2015
Elliott Henry WeirIII Financial, LLCMML Investors Services, LLC01-24-2012
Freeman Buckner Irby IIISecurities America, Inc.MML Investors Services, LLC11-06-2015
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Hugo D. NaumannThrivent Investment Management Inc.MML Investors Services, LLC11-07-2015
Jana Kennedy StoermerCambridge Investment Research, Inc.MML Investors Services, LLC08-01-2013
Janine Jefferson MooreLPL Financial LLCMML Investors Services, LLC$10002-22-2013
Jarrod Wesson FloresNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC06-19-2018
Jason Charles WidlerCambridge Investment Research, Inc.MML Investors Services, LLC01-22-2013
Jean Ellen ElderNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC01-12-2015
Jeffrey Lyle DearingNYLIFE Securities LLCMML Investors Services, LLC10-18-2016
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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