Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Stephen Charles WootenAlpha Cubed Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2015
Jay Wayne GazzierAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
Laura Anne ParkerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00010-07-2016
Pradeep GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7505-20-2016
Pradeep A GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-20-2016
Sara Bertha OrtizAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2016
John Robert ThaneAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-30-2015
Sandra J. HudginsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2014
Leslie Kay GoldenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2014
Phillip J Owens Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2013
Rashonner Kelly LillieAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Jerome Elliott CaulkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-06-2012
Nicholas Andrew GiorgioAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-21-2011
Martha Gail O'NeillB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-09-2009
Don BescherBB&TMerrill Lynch, Pierce, Fenner & Smith Incorporated$38606-21-2018
Donald William Bescher IIIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Larry Carlton MiltonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11505-04-2018
Robert Edward BrownBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Erin Michelle SmithBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2018
Eric Laurin JohnsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2018
Jennifer M. AguirreBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
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Showing 1 to 25 of 384 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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