Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Stephen Charles WootenAlpha Cubed Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2015
Pradeep GokhaleAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7505-20-2016
Sandra J HudginsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2014
Elizabeth Christina HelaireAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2020
Adam James TabakAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Thomas Michael KennedyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-06-2019
Chelsea H AlexanderAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Jay Wayne GazzierAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
Laura Anne ParkerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00010-07-2016
Pradeep A GokhaleAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2016
Sara Bertha OrtizAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2016
John Robert ThaneAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2015
Leslie Kay GoldenAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2014
Phillip J Owens JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2013
Rashonner Kelly LillieAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Jerome Elliott CaulkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-06-2012
Martha Gail ONeillB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2009
John Robert Brem JrB.B. Graham & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2016
Don BescherBB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$38606-21-2018
Kevin Colby KuhnelBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-30-2020
Justin Christopher GibsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2020
Donald William Bescher IIIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.