Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leslie Ann McEntireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-15-2010
Jay William LaflairMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-14-2010
David Lane GardnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2010
Pamela Kay LaffertyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2010
Gail Gerber StalarowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2010
Gerald Richard Gold JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-30-2010
Samuel Franklin PyleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-25-2011
Shauywn Siryl SmithMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5602-25-2011
Steven Henry LauderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2011
Marc Alan LibermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-21-2011
Walter Scott Fortney IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,32701-06-2012
Franklin Grant FortneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-06-2012
Michael Brandon NichleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2012
Scott Fortney Grant FortneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$88501-10-2012
Christopher D AitkenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2012
Charles Wendell Grimes JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-07-2012
Larisa V SandersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2013
Michael Anthony BonomoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2013
Herbert Marion Rhodes IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2013
Branson Kelsey Bywaters SrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-13-2013
Jason Christopher CappsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Kemp H BrombergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Michael James BradstreetMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2014
Sonia Rose GinnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-14-2014
Kevin Scott RookerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$9701-02-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.