Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William MenardCantella & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-18-2019
Adam Edward FarrisTrue North Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2019
Ryan Scott HippertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
James Maxwell MarkleyStephensMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
George B GeorgiadesSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Neil D RubinsteinRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
James D SandfortRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Victoria GreeneSanctuary Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Anna GormanRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Ryan Edward BarcenaRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Michael K BussRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Maguy Toubia AmineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
Sara A WoodsCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Stephen Robert HultgrenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Ashford Owen FulmerTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Sergio A SaldivarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
George Stafford Eckhardt JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Natalie Carol PichaPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Brett Raphael LevyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Michael Mordechi CharneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Jeffrey James OBrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.