Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy Robert BangsLPL Financial LLCMetLife Securities Inc.03-24-2017
Phineas Adam Turner Sr.Pruco Securities, LLC.MetLife Securities Inc.03-09-2017
Sabina PanthiJ.P. Morgan Securities LLCMetLife Securities Inc.03-01-2017
Mary Laureen Gumobao-BellidoPark Avenue Securities LLCMetLife Securities Inc.02-27-2017
Colin Richard EddingtonWells Fargo Clearing Services, LLCMetLife Securities Inc.$2512-01-2016
Mark Wayne MoughLPL Financial LLCMetLife Securities Inc.11-25-2016
Jose Luis PerezPruco Securities, LLC.MetLife Securities Inc.10-14-2016
Thomas Lester MooreLincoln Financial Securities CorporationMetLife Securities Inc.$109-30-2016
Neal Wayne CloerPrincipal Securities, Inc.MetLife Securities Inc.08-23-2016
Gliceria L WhiteHornor, Townsend & Kent, LLCMetLife Securities Inc.07-11-2016
Matthew Lee BaconCUSO Financial Services, L.P.MetLife Securities Inc.07-11-2016
Ricky Lee BinghamAmeriprise Financial Services, Inc.MetLife Securities Inc.$5007-05-2016
Hien Thuc LaiAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Joe Alan ScottAmeriprise Financial Services, Inc.MetLife Securities Inc.$106-29-2016
Richard Alfonso IbarraAmeriprise Financial Services, Inc.MetLife Securities Inc.$5006-29-2016
Sun Y HongMorgan StanleyMetLife Securities Inc.$1006-27-2016
Joseph Thomas Anderson Jr.Allstate Financial Services, LLCMetLife Securities Inc.06-21-2016
Quincy Yllon NollyNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-13-2016
Jessica Danielle PaulinAmeriprise Financial Services, Inc.MetLife Securities Inc.05-18-2016
Courtney Dannielle Lewis-WilliamsHornor, Townsend & Kent, LLCMetLife Securities Inc.05-09-2016
Gregory James DixNYLIFE Securities LLCMetLife Securities Inc.04-04-2016
Forrest Andrew JonesMcNally Financial Services CorporationMetLife Securities Inc.03-29-2016
Leopoldo Fidencio CastroLincoln Financial Securities CorporationMetLife Securities Inc.02-09-2016
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
Raymond Blinn Barron Jr.Sigma Financial CorporationMetLife Securities Inc.$111-13-2015
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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