Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricky Lee BinghamAmeriprise Financial Services, LLCMetLife Securities Inc.$5007-05-2016
Richard Alfonso IbarraAmeriprise Financial Services, LLCMetLife Securities Inc.$5006-29-2016
Joe Alan ScottAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Hien T LaiAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Mohsin NoonAmeriprise Financial Services, LLCMetLife Securities Inc.05-18-2016
Jessica Danielle PaulinAmeriprise Financial Services, LLCMetLife Securities Inc.05-18-2016
Paul FredricksonEdward JonesMetLife Securities Inc.03-30-2015
Dat D DaoEdward JonesMetLife Securities Inc.11-23-2011
Keith Wayne KmiecFarmers Financial Solutions, LLCMetLife Securities Inc.07-05-2013
Garret Glen JacobsFidelity Brokerage Services LLCMetLife Securities Inc.04-08-2013
Joshua Paul RenfroFirst Allied Securities, Inc.MetLife Securities Inc.04-06-2015
William L EbsHilltop Securities Independent Network Inc.MetLife Securities Inc.08-12-2015
Scott A BlackleyHornor, Townsend & Kent, LLCMetLife Securities Inc.12-07-2011
Thomas Lester MooreLincoln Financial Securities CorporationMetLife Securities Inc.09-30-2016
Leopoldo Fidencio CastroLincoln Financial Securities CorporationMetLife Securities Inc.02-09-2016
Bruce Phillip BessnerLincoln Financial Securities CorporationMetLife Securities Inc.02-06-2016
Troy R BangsLPL Financial LLCMetLife Securities Inc.03-24-2017
George Alan WilliamsLPL Financial LLCMetLife Securities Inc.10-01-2015
Christopher Nelson MooreLPL Financial LLCMetLife Securities Inc.$5009-29-2015
David Ronald HudsonLPL Financial LLCMetLife Securities Inc.$2506-05-2015
Christina Renee GarlandLPL Financial LLCMetLife Securities Inc.$2512-18-2013
Brian C SchoppmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-08-2013
Sun Y HongMorgan StanleyMetLife Securities Inc.06-27-2016
Mitchell George RubinNext Financial Group, Inc.MetLife Securities Inc.$5003-02-2011
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.