Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Taylor ManningMML Investors Services, LLCMetLife Securities Inc.10-01-2010
Sun Y HongMorgan StanleyMetLife Securities Inc.$1006-27-2016
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
Tai Tan NguyenNYLIFE Securities LLCMetLife Securities Inc.03-11-2014
Erik John AntenerPark Avenue Securities LLCMetLife Securities Inc.04-25-2011
David Aaron PiccoloPiccolo Investment Consulting, LLCMetLife Securities Inc.03-20-2014
Neal Wayne CloerPrincipal Securities, Inc.MetLife Securities Inc.08-23-2016
David Winfield AndersonPrincipal Securities, Inc.MetLife Securities Inc.01-03-2014
Phineas Adam Turner Sr.Pruco Securities, LLC.MetLife Securities Inc.03-09-2017
Richard Leo ScordoPruco Securities, LLC.MetLife Securities Inc.12-02-2014
Chinetta C. JacksonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Lai Kwan KongPruco Securities, LLC.MetLife Securities Inc.01-04-2010
Hershel Wayne FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
Gregory H. FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
Ricky Wade Boyette Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.03-04-2011
Raymond Blinn Barron Jr.Sigma Financial CorporationMetLife Securities Inc.11-13-2015
Brandon R WilkUBS Financial Services Inc.MetLife Securities Inc.03-27-2014
William Fredrick Blake IIUBS Financial Services Inc.MetLife Securities Inc.06-21-2011
Kerry Tyler NorwoodVALIC Financial Advisors, Inc.MetLife Securities Inc.12-04-2012
Colin Richard EddingtonWells Fargo Clearing Services, LLCMetLife Securities Inc.$2512-01-2016
Rajesh DesaiWells Fargo Clearing Services, LLCMetLife Securities Inc.09-10-2010
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Showing 101 to 122 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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