Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricky Lee BinghamAmeriprise Financial Services, Inc.MetLife Securities Inc.$2507-05-2016
Richard Alfonso IbarraAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Joe Alan ScottAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Hien T. LaiAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Mohsin NoonAmeriprise Financial Services, Inc.MetLife Securities Inc.05-18-2016
Jessica Danielle PaulinAmeriprise Financial Services, Inc.MetLife Securities Inc.05-18-2016
John David SmithCambridge Investment Research, Inc.MetLife Securities Inc.11-01-2012
Alexander John WatsonCitigroup Global Markets Inc.MetLife Securities Inc.09-10-2014
Paul FredricksonEdward JonesMetLife Securities Inc.03-30-2015
Keith Wayne KmiecFarmers Financial Solutions, LLCMetLife Securities Inc.$2507-05-2013
Joshua Paul RenfroFirst Allied Securities, Inc.MetLife Securities Inc.04-06-2015
Louis Anthony CerulloHD Vest Investment ServicesMetLife Securities Inc.08-21-2012
William L. EbsHilltop Securities Independent Network Inc.MetLife Securities Inc.08-12-2015
Scott A. BlackleyHornor, Townsend & Kent, LLCMetLife Securities Inc.12-07-2011
Sabina PanthiJ.P. Morgan Securities LLCMetLife Securities Inc.03-01-2017
Thomas Lester MooreLincoln Financial Securities CorporationMetLife Securities Inc.09-30-2016
Leopoldo Fidencio CastroLincoln Financial Securities CorporationMetLife Securities Inc.02-09-2016
Troy R. BangsLPL Financial LLCMetLife Securities Inc.03-24-2017
George Alan WilliamsLPL Financial LLCMetLife Securities Inc.10-01-2015
Christopher Nelson MooreLPL Financial LLCMetLife Securities Inc.09-29-2015
David Arnold ScottLPL Financial LLCMetLife Securities Inc.06-06-2014
Christina Renee GarlandLPL Financial LLCMetLife Securities Inc.12-18-2013
Frances Maxine MendelsohnLPL Financial LLCMetLife Securities Inc.02-11-2013
Brian C SchoppmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-08-2013
Chris AitkenMML Investors Services, LLCMetLife Securities Inc.$20003-25-2017
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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