Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew E GoughChase Investment Services Corp.MetLife Securities Inc.05-04-2009
Michael Joseph GiannettiNYLIFE Securities LLCMetLife Securities Inc.$10005-14-2009
Robert Christy DemingLPL Financial LLCMetLife Securities Inc.$10007-01-2009
Michael Hamilton HopperBBVA Compass Investment Solutions, Inc.MetLife Securities Inc.10-15-2009
Gary Wayne BradleyLincoln InvestmentMetLife Securities Inc.11-18-2009
Lai Kwan KongPruco Securities, LLC.MetLife Securities Inc.$10001-04-2010
Stephen Carl Bransburg Jr.Allstate Financial Services, LLCMetLife Securities Inc.$50001-13-2010
Dennis David MalcolmVALIC Financial Advisors, Inc.MetLife Securities Inc.$20002-08-2010
Daryl Durand BushInvestment Professionals, Inc.MetLife Securities Inc.$10002-17-2010
Robert John WillisChase Investment Services Corp.MetLife Securities Inc.03-01-2010
Anay Kumar SrivastavaComerica SecuritiesMetLife Securities Inc.05-03-2010
Timothy Scott WilsonFarmers Financial Solutions, LLCMetLife Securities Inc.07-02-2010
Douglas Steven WrightWaddell & ReedMetLife Securities Inc.$10007-07-2010
Steven Allen AnderslandInvestment Professionals, Inc.MetLife Securities Inc.$10007-30-2010
Michael Andrew AguirreInvestment Professionals, Inc.MetLife Securities Inc.07-30-2010
Rajesh DesaiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MetLife Securities Inc.$10009-10-2010
John Patrick OmahoneyProEquities, Inc.MetLife Securities Inc.$10009-29-2010
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Mitchell George RubinNext Financial Group, Inc.MetLife Securities Inc.$50003-02-2011
Hershel Wayne FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$10003-04-2011
Gregory H. FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$10003-04-2011
Ricky Wade Boyette Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.03-04-2011
Sang Pham WalkerChase Investment Services Corp.MetLife Securities Inc.03-21-2011
Erik John AntenerPark Avenue Securities LLCMetLife Securities Inc.$50004-25-2011
William Fredrick Blake IIUBS Financial Services Inc.MetLife Securities Inc.$10006-21-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.