Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lai Kwan KongPruco Securities, LLC.MetLife Securities Inc.01-04-2010
Rajesh DesaiWells Fargo Clearing Services, LLCMetLife Securities Inc.09-10-2010
Matthew Taylor ManningMML Investors Services, LLCMetLife Securities Inc.10-01-2010
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Hershel Wayne FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
Gregory H. FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
Ricky Wade Boyette Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.03-04-2011
Erik John AntenerPark Avenue Securities LLCMetLife Securities Inc.04-25-2011
William Fredrick Blake IIUBS Financial Services Inc.MetLife Securities Inc.06-21-2011
Scott A. BlackleyHornor, Townsend & Kent, LLCMetLife Securities Inc.12-07-2011
Louis Anthony CerulloHD Vest Investment ServicesMetLife Securities Inc.08-21-2012
John David SmithCambridge Investment Research, Inc.MetLife Securities Inc.11-01-2012
Kerry Tyler NorwoodVALIC Financial Advisors, Inc.MetLife Securities Inc.12-04-2012
Frances Maxine MendelsohnLPL Financial LLCMetLife Securities Inc.02-11-2013
Brian C SchoppmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-08-2013
Keith Wayne KmiecFarmers Financial Solutions, LLCMetLife Securities Inc.$2507-05-2013
Chinetta C. JacksonPruco Securities, LLC.MetLife Securities Inc.08-22-2013
Christina Renee GarlandLPL Financial LLCMetLife Securities Inc.12-18-2013
David Winfield AndersonPrincipal Securities, Inc.MetLife Securities Inc.01-03-2014
Tai Tan NguyenNYLIFE Securities LLCMetLife Securities Inc.03-11-2014
David Aaron PiccoloPiccolo Investment Consulting, LLCMetLife Securities Inc.03-20-2014
Brandon R WilkUBS Financial Services Inc.MetLife Securities Inc.03-27-2014
David Arnold ScottLPL Financial LLCMetLife Securities Inc.06-06-2014
Alexander John WatsonCitigroup Global Markets Inc.MetLife Securities Inc.09-10-2014
Richard Leo ScordoPruco Securities, LLC.MetLife Securities Inc.12-02-2014
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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