Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Troy R. BangsLPL Financial LLCMetLife Securities Inc.03-24-2017
Phineas Adam Turner Sr.Pruco Securities, LLC.MetLife Securities Inc.03-09-2017
Sabina PanthiJ.P. Morgan Securities LLCMetLife Securities Inc.03-01-2017
Mary L Gumobao-BellidoPark Avenue Securities LLCMetLife Securities Inc.02-27-2017
Chance B. WinberryScottrade, Inc.MetLife Securities Inc.01-06-2017
Mark Wayne MoughLPL Financial LLCMetLife Securities Inc.11-25-2016
Nazita LorenzCapital One Investing, LLCMetLife Securities Inc.10-18-2016
Thomas Lester MooreLincoln Financial Securities CorporationMetLife Securities Inc.09-30-2016
Neal Wayne CloerPrincipal Securities, Inc.MetLife Securities Inc.08-23-2016
Matt L. BaconCUSO Financial Services, L.P.MetLife Securities Inc.07-11-2016
Gliceria L. WhiteHornor, Townsend & Kent, LLCMetLife Securities Inc.07-11-2016
Richard Alfonso IbarraAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Joe Alan ScottAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Hien T. LaiAmeriprise Financial Services, LLCMetLife Securities Inc.06-29-2016
Quincy Yllon NollyNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-13-2016
Mohsin NoonAmeriprise Financial Services, LLCMetLife Securities Inc.05-18-2016
Jessica Danielle PaulinAmeriprise Financial Services, LLCMetLife Securities Inc.05-18-2016
Courtney Dannielle Lewis-WilliamsHornor, Townsend & Kent, LLCMetLife Securities Inc.05-09-2016
William Roy LeaSWBC Investment Services, LLCMetLife Securities Inc.05-09-2016
Donald B. ReillyLincoln Financial Securities CorporationMetLife Securities Inc.05-02-2016
Tariq Nehal Ahmed KhanPruco Securities, LLC.MetLife Securities Inc.04-26-2016
Leopoldo Fidencio CastroLincoln Financial Securities CorporationMetLife Securities Inc.02-09-2016
Bruce Phillip BessnerLincoln Financial Securities CorporationMetLife Securities Inc.02-06-2016
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
Raymond Blinn Barron Jr.Sigma Financial CorporationMetLife Securities Inc.11-13-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.