Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben E Edward ThomasWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.05-26-2009
David Sean CromackUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-19-2010
Erik Alexis CarringtonHancock Whitney Investment Services Inc.Morgan Keegan & Company, Inc.12-12-2011
Harry Russell HeadrickLPL Financial LLCMorgan Keegan & Company, Inc.$5005-29-2012
Howard SparkmanWunderlich SecuritiesMorgan Keegan & Company, Inc.$11503-05-2012
James Howard SparkmanB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$10012-02-2011
Judith Alejandra C PhillipsLPL Financial LLCMorgan Keegan & Company, Inc.08-30-2012
Lance Allen BrowningLPL Financial LLCMorgan Keegan & Company, Inc.08-30-2012
Mark Tracy StreetGuideStone Financial ServicesMorgan Keegan & Company, Inc.06-11-2012
Murray Bee RoarkB. Riley Wealth ManagementMorgan Keegan & Company, Inc.07-12-2011
Pauletta Jane BonnerLPL Financial LLCMorgan Keegan & Company, Inc.$2508-30-2012
Richard Walter Fairchild JrRBC Capital Markets, LLCMorgan Keegan & Company, Inc.11-01-2011
Robert Alvin Harty JrHilltop Securities Inc.Morgan Keegan & Company, Inc.05-18-2012
Robert Louis KincaidHilltop Securities Independent Network Inc.Morgan Keegan & Company, Inc.08-18-2009
Sandra Wright MacdowellMorgan StanleyMorgan Keegan & Company, Inc.07-02-2012
Sean Patrick RayLPL Financial LLCMorgan Keegan & Company, Inc.05-31-2012
Steven HerceMorgan StanleyMorgan Keegan & Company, Inc.$2510-12-2009
Yevgeny TunitskyOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$2505-07-2012

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.