Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
Jason Fertitta, Billy Busch, Robert Wellington, Sheldon Busch, Josh Caltrider, Jonathan Schnitzer, Ben AthensAmericana PartnersMorgan Stanley$6,00004-26-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-26-2019
Dan Schmeider Icon Wealth Partners M&A Morgan Stanley$10003-29-2019
Brett Jay DiamondRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Jason Anthony BottenfieldRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Sean Patrick MacroryWells Fargo Clearing Services, LLCMorgan Stanley$5002-28-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
Nora Virginia CastroAmeriprise Financial Services, Inc.Morgan Stanley$1,00002-15-2019
Daniel Ross SchmiederOppenheimer & Co. Inc.Morgan Stanley01-29-2019
Bradley Robert MillerUSCA Securities LLCMorgan Stanley$15001-28-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$101-04-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley$112-14-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
Willie A Smith Jr.Edward JonesMorgan Stanley10-05-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Robert Allen SilvestriHarbor Financial Services, LLCMorgan Stanley$10009-17-2018
Kevin Khadimally PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Sandy Reyes SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2018
Jennifer Martinez AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2018
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Showing 1 to 25 of 444 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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