Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sidney Jacqueline AvilaAmeriprise Financial Services, LLCMorgan Stanley03-25-2020
Matthew W. WeissE*TRADE Securities LLCMorgan Stanley03-24-2020
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley03-23-2020
Dennis Carl LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Ruth Boyer WhitlockRBC Capital Markets, LLCMorgan Stanley03-13-2020
Lindsay Sarah LambertRBC Capital Markets, LLCMorgan Stanley03-13-2020
Carson S. AndersonWells Fargo Clearing Services, LLCMorgan Stanley02-26-2020
Steve A. LivlanichAmeriprise Financial Services, LLCMorgan Stanley$2501-24-2020
Eric Leroy PrallAmeriprise Financial Services, LLCMorgan Stanley$2501-17-2020
Jan MaInvestacorp, Inc.Morgan Stanley01-14-2020
William H. FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
Carlos Rex AponteRaymond James & Associates, Inc.Morgan Stanley11-01-2019
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Avery L KlunickJ.P. Morgan Securities LLCMorgan Stanley10-14-2019
Carrie Sue WestEquity Services, Inc.Morgan Stanley10-11-2019
Helen Marie DevitoWells Fargo Clearing Services, LLCMorgan Stanley10-10-2019
David Scott LynnProspera Financial Services, Inc.Morgan Stanley$10010-09-2019
Xavier Ernesto IbarrolaBanorte-IXE Securities International, LTD.Morgan Stanley10-01-2019
Sheena BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley09-27-2019
Hiram Antonio CortesOppenheimer & Co. Inc.Morgan Stanley09-20-2019
Michael James GapinskiRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Thomas Hardy HugginsRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Nicole Michel BonifaceRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Natanie N. CogburnRaymond James & Associates, Inc.Morgan Stanley09-20-2019
David Edward ThompsonRaymond James & Associates, Inc.Morgan Stanley09-20-2019
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Showing 1 to 25 of 620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.