Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Mark Thomas KappelStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2020
Marcus A RollsJ.P. Morgan Securities LLCMorgan Stanley09-28-2020
Alex Charles ZengoAmericana Partners, LLCMorgan Stanley09-15-2020
Rosemary A MooreRockefeller Financial LLCMorgan Stanley$25009-11-2020
Kelly Edmund DaughertyFidelity Brokerage Services LLCMorgan Stanley09-01-2020
William Scott GarrisonRaymond James Financial Services, Inc.Morgan Stanley08-17-2020
Randall Craig SuttonAmeriprise Financial Services, LLCMorgan Stanley$5008-14-2020
Marc Edward PrdaWells Fargo Clearing Services, LLCMorgan Stanley$5508-14-2020
Richard KingEquitable Advisors, LLCMorgan Stanley08-10-2020
Alvin Francisco WalkCharles Schwab & Co., Inc.Morgan Stanley07-24-2020
Joseph Lebrane IVFidelity Brokerage Services LLCMorgan Stanley07-22-2020
Kelly Suzanne CavesWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2020
Brian Daniel WieseWells Fargo Clearing Services, LLCMorgan Stanley$8207-16-2020
Jeffrey Daniel GrenierWells Fargo Clearing Services, LLCMorgan Stanley07-16-2020
John William KopenhaverLPL Financial LLCMorgan Stanley$10006-30-2020
Isidro A MorgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2020
Jamie Rachelle LairdEdward JonesMorgan Stanley06-12-2020
Karen Denise DannaWells Fargo Clearing Services, LLCMorgan Stanley$2506-05-2020
Dale Franklin Johnson JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-03-2020
Dawn L HunterStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-03-2020
Amy Elizabeth EdingtonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-03-2020
Jennifer Lee RobbinsBBVA Securities Inc.Morgan Stanley05-14-2020
Jeffery DavisAmeriprise Financial Services, LLCMorgan Stanley$15505-08-2020
Jeffery Malcolm DavisAmeriprise Financial Services, LLCMorgan Stanley05-08-2020
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Showing 1 to 25 of 452 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.