Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Nicole JohnsonAllianceBernstein L.P.Morgan Stanley06-21-2017
Jamaal James MooreAllstate Financial Services, LLCMorgan Stanley03-13-2013
Gabriel Slade CassellAmericana Partners, LLCMorgan Stanley07-12-2019
Jason FertittaAmericana Partners, LLCMorgan Stanley$3,65004-26-2019
William Sheldon BuschAmericana Partners, LLCMorgan Stanley04-26-2019
Robert Hall Wellington IVAmericana Partners, LLCMorgan Stanley04-26-2019
Joshua J CaltriderAmericana Partners, LLCMorgan Stanley04-26-2019
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Jeffery DavisAmeriprise Financial Services, Inc.Morgan Stanley$15505-08-2020
Sidney Jacqueline AvilaAmeriprise Financial Services, LLCMorgan Stanley03-25-2020
Steve A. LivlanichAmeriprise Financial Services, LLCMorgan Stanley$2501-24-2020
Eric Leroy PrallAmeriprise Financial Services, LLCMorgan Stanley$2501-17-2020
Nora Virginia CastroAmeriprise Financial Services, LLCMorgan Stanley$1,00002-15-2019
Dusty Lynn SternadelAmeriprise Financial Services, LLCMorgan Stanley$112-14-2018
Teresa Camisa WestbrookAmeriprise Financial Services, LLCMorgan Stanley02-26-2018
Gary Roger DanielAmeriprise Financial Services, LLCMorgan Stanley01-12-2018
Bryan Roger DanielAmeriprise Financial Services, LLCMorgan Stanley01-12-2018
William Robert Atwood Jr.Ameriprise Financial Services, LLCMorgan Stanley$709-01-2017
John Anthony PenningtonAmeriprise Financial Services, LLCMorgan Stanley$5009-01-2017
Steven Tarasius YellenAmeriprise Financial Services, LLCMorgan Stanley$1003-07-2016
John Steven PilandAmeriprise Financial Services, LLCMorgan Stanley10-28-2015
Robert Charles McDonald Jr.Ameriprise Financial Services, LLCMorgan Stanley$15009-12-2014
Charles Kendall Allen KnoxAmeriprise Financial Services, LLCMorgan Stanley$2510-25-2013
Theresa Lynn ClarkAmeriprise Financial Services, LLCMorgan Stanley$2510-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.