Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamaal James MooreAllstate Financial Services, LLCMorgan Stanley03-13-2013
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley12-14-2018
Roger Daniel, Bryan DanielAmeriprise Financial Services, Inc.Morgan Stanley$32801-12-2018
Bryan Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Gary Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Robert McDonaldAmeriprise Financial Services, Inc.Morgan Stanley$9509-12-2014
Robert Charles McDonald Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15009-12-2014
Charles Kendall Allen KnoxAmeriprise Financial Services, Inc.Morgan Stanley$2510-25-2013
Theresa Lynn ClarkAmeriprise Financial Services, Inc.Morgan Stanley$2510-18-2013
Dawn Marie CollumAmeriprise Financial Services, Inc.Morgan Stanley10-11-2012
Jeffrey Howard MooreAmeriprise Financial Services, Inc.Morgan Stanley$1007-27-2012
Thalia Christy SavvidisAmeriprise Financial Services, Inc.Morgan Stanley07-09-2012
Robert Martin WagnerAmeriprise Financial Services, Inc.Morgan Stanley08-12-2011
Howard Brian LemonAmeriprise Financial Services, Inc.Morgan Stanley11-24-2010
Michael A. Harrison Jr.Ameriprise Financial Services, Inc.Morgan Stanley06-04-2010
Gregory Knox SparrowAmeriprise Financial Services, Inc.Morgan Stanley02-12-2010
Ethan H PollardArchetype Wealth Partners, LLCMorgan Stanley04-25-2017
Bruce K. MalmedAXA Advisors, LLCMorgan Stanley02-21-2013
Jared Daniel KennedyB. Riley Wealth ManagementMorgan Stanley$2512-10-2015
Roger William Blackmar Jr.B. Riley Wealth ManagementMorgan Stanley01-15-2015
Peter KnoerBogart Wealth, LLCMorgan Stanley06-20-2016
Anthony Wayne BrockCantella & Co., Inc.Morgan Stanley$5008-15-2014
Veejay Kumar MaliCompass Portfolios LLCMorgan Stanley04-29-2010
Next Page »

Showing 1 to 25 of 315 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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