Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kay Lynette BarcusOppenheimer & Co. Inc.Morgan Stanley06-08-2009
Ladd Earl BednarRaymond James & Associates, Inc.Morgan Stanley$1006-12-2009
Jeffrey William YoungOppenheimer & Co. Inc.Morgan Stanley06-12-2009
William Lee VaseliadesLPL Financial LLCMorgan Stanley07-17-2009
Karen Marelle KennedySignal Securities, Inc.Morgan Stanley07-20-2009
Mark Wayne HogueWells Fargo Clearing Services, LLCMorgan Stanley$5007-31-2009
Linda Clair MillsLPL Financial LLCMorgan Stanley09-03-2009
Stephen Scott BarberLPL Financial LLCMorgan Stanley10-09-2009
Henry Woodfin GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Lloyd Barrett GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Sabino Michael ZarroWells Fargo Clearing Services, LLCMorgan Stanley$5011-06-2009
Peggy Sue ZarroWells Fargo Clearing Services, LLCMorgan Stanley$5011-06-2009
Lesley L Sartin IIIWells Fargo Clearing Services, LLCMorgan Stanley11-06-2009
Glen Gatlin Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15001-04-2010
Michael John McGrathWells Fargo Clearing Services, LLCMorgan Stanley02-01-2010
Gregory Knox SparrowAmeriprise Financial Services, Inc.Morgan Stanley02-12-2010
Jeffrey Jay PorterLPL Financial LLCMorgan Stanley02-19-2010
George Graham HillRaymond James Financial Services, Inc.Morgan Stanley$5002-26-2010
Mark Michael CaputoWells Fargo Clearing Services, LLCMorgan Stanley$5003-23-2010
Elizabeth Brainerd SparksWells Fargo Clearing Services, LLCMorgan Stanley$10003-26-2010
Matthew Byron DannWells Fargo Clearing Services, LLCMorgan Stanley$10003-26-2010
Christopher Storey BybeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10004-29-2010
Veejay Kumar MaliCompass Portfolios LLCMorgan Stanley04-29-2010
Bryan Lloyd CharlesUBS Financial Services Inc.Morgan Stanley05-10-2010
Michael A. Harrison Jr.Ameriprise Financial Services, Inc.Morgan Stanley06-04-2010
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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