Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham MaghsoudiUBS Financial Services Inc.Morgan Stanley$15012-16-2010
Adir Aparecida SementilliEdward JonesMorgan Stanley02-13-2015
Adrian Fernando DoddsVoya Financial Advisors, Inc.Morgan Stanley$50012-11-2009
Alan Jay OrkinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-30-2011
Alannah M ChalmersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-01-2016
Albert Everett Magill Jr.StephensMorgan Stanley$15006-19-2014
Aleksey V. ReznikovWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-01-2017
Alexander James NierlingRBC Capital Markets, LLCMorgan Stanley10-04-2012
Allison Marie Harter-OckwoodPruco Securities, LLC.Morgan Stanley$15006-13-2014
Amad OwidiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-20-2018
Amanda Nicole JohnsonAllianceBernstein L.P.Morgan Stanley06-21-2017
Amy Lee CampbellUBS Financial Services Inc.Morgan Stanley$50004-01-2011
Amy Lynn HammockNational Planning CorporationMorgan Stanley10-16-2015
Andrew Clifford WilliamsonUBS Financial Services Inc.Morgan Stanley$10006-22-2011
Andrew McgrathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-21-2011
Andrew Willis NortonChase Investment Services Corp.Morgan Stanley09-01-2011
Angela H EspositoJ.P. Morgan Securities LLCMorgan Stanley09-09-2014
Angelyn RussellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50002-18-2011
Anthony Wayne BrockCantella & Co., Inc.Morgan Stanley$50008-15-2014
Ari Moshe BaumProspera Financial Services, Inc.Morgan Stanley$25010-30-2014
Ariel M. WebbMercer Allied Company, L.P.Morgan Stanley06-29-2018
Arthur Dale MitchellJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
Arthur George LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2016
Arturo Joaquin HinojosaEdward JonesMorgan Stanley08-30-2019
Aurora Margarita BarcenasPartnersInWealth, IncMorgan Stanley02-01-2019
Next Page »

Showing 1 to 25 of 604 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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