Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
David Jon MorrowRaymond James Financial Services, Inc.Morgan Stanley$25004-13-2018
Christopher David ColonRaymond James Financial Services, Inc.Morgan Stanley04-02-2018
Lisa L OstiginRaymond James Financial Services, Inc.Morgan Stanley06-07-2017
Mary Ann Therese GreenRaymond James Financial Services, Inc.Morgan Stanley$13005-26-2017
Wayne Ellis GreenRaymond James Financial Services, Inc.Morgan Stanley$10005-26-2017
Michael Jack GoodmanRaymond James Financial Services, Inc.Morgan Stanley$15006-03-2016
John Ray StricklandRaymond James Financial Services, Inc.Morgan Stanley$5006-03-2016
Tamlyn Ray BakerRaymond James Financial Services, Inc.Morgan Stanley06-03-2016
Robert Dwight McMeen Jr.Raymond James Financial Services, Inc.Morgan Stanley06-03-2016
Matthew Scott HarkinsRaymond James Financial Services, Inc.Morgan Stanley$10002-12-2016
Carl M. NewmanRaymond James Financial Services, Inc.Morgan Stanley$1003-08-2013
Matthew Allen AppleRaymond James Financial Services, Inc.Morgan Stanley$10002-22-2013
John S. HollowayRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2013
Michael Ray DickieRaymond James Financial Services, Inc.Morgan Stanley$5010-05-2012
Keith Allan ShahanRaymond James Financial Services, Inc.Morgan Stanley$2510-05-2012
Gregory Dimitri VaroffRaymond James Financial Services, Inc.Morgan Stanley$5008-24-2012
John Anthony BeachRaymond James Financial Services, Inc.Morgan Stanley$5003-09-2012
Mark A. LasseigneRaymond James Financial Services, Inc.Morgan Stanley09-03-2010
George Graham HillRaymond James Financial Services, Inc.Morgan Stanley$5002-26-2010
Henry Woodfin GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Lloyd Barrett GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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