Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold Douglas McCoyWells Fargo Clearing Services, LLCMorgan Stanley07-24-2019
Mark William SelldinWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Harry Sven Selldin Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Luis Manuel Gutierrez Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-06-2019
Paul Joseph Schmitz IIIWells Fargo Clearing Services, LLCMorgan Stanley$2504-26-2019
Sean Patrick MacroryWells Fargo Clearing Services, LLCMorgan Stanley$5002-28-2019
Rachel Ann HertlWells Fargo Clearing Services, LLCMorgan Stanley01-25-2019
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Jose A. BetancourtWells Fargo Clearing Services, LLCMorgan Stanley03-24-2017
Chad Gregory BushawWells Fargo Clearing Services, LLCMorgan Stanley$10009-01-2016
Alannah M ChalmersWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Paul Anthony MorganWells Fargo Clearing Services, LLCMorgan Stanley$5008-26-2016
Chad F ManningWells Fargo Clearing Services, LLCMorgan Stanley05-20-2016
Jeremy Loyd VanceWells Fargo Clearing Services, LLCMorgan Stanley04-08-2016
Greg E GaalemaWells Fargo Clearing Services, LLCMorgan Stanley11-20-2015
William Collins TenneyWells Fargo Clearing Services, LLCMorgan Stanley$5010-23-2015
James Dan HeardWells Fargo Clearing Services, LLCMorgan Stanley$2510-16-2015
Joseph IconWells Fargo Clearing Services, LLCMorgan Stanley$10001-08-2015
Riad Farid ChehlaouiWells Fargo Clearing Services, LLCMorgan Stanley12-11-2014
Catherine Ashley Morrison-StokelyWells Fargo Clearing Services, LLCMorgan Stanley$10007-18-2014
Christian BrandWells Fargo Clearing Services, LLCMorgan Stanley04-17-2014
Victor Manuel De La RosaWells Fargo Clearing Services, LLCMorgan Stanley11-13-2013
Next Page »

Showing 1 to 25 of 58 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.