Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
M Adnan AzizMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-18-2019
Gabriel Slade CassellAmericana Partners, LLCMorgan Stanley07-12-2019
David O AlimiTD Ameritrade Investment Management, LLCMorgan Stanley07-09-2019
Harry Sven Selldin JrWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Mark William SelldinWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Luis Manuel Gutierrez JrWells Fargo Clearing Services, LLCMorgan Stanley$2506-06-2019
Jose Ramon De VillasanteOppenheimer & Co. Inc.Morgan Stanley$5005-29-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
Kelly Ray MooreLPL Financial LLCMorgan Stanley$1,00005-22-2019
Tracy Shannon GriffinPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Fatina Mckenzie BenjaminPurshe Kaplan Sterling InvestmentsMorgan Stanley05-17-2019
Luann M HershornRaymond James & Associates, Inc.Morgan Stanley04-30-2019
Paul Joseph Schmitz IIIWells Fargo Clearing Services, LLCMorgan Stanley$2504-26-2019
William Darryl BuschPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-26-2019
Jessica Laura EverittWells Fargo Clearing Services, LLCMorgan Stanley04-26-2019
Jason FertittaAmericana Partners, LLCMorgan Stanley$3,65004-26-2019
William Sheldon BuschAmericana Partners, LLCMorgan Stanley04-26-2019
Robert Hall Wellington IVAmericana Partners, LLCMorgan Stanley04-26-2019
Joshua J CaltriderAmericana Partners, LLCMorgan Stanley04-26-2019
Benjamin Withman F AthensAmericana Partners, LLCMorgan Stanley04-26-2019
Johnathan Andrew SchnitzerAmericana Partners, LLCMorgan Stanley04-26-2019
Lindsey Maynard CooksenCooksen Wealth, LLCMorgan Stanley$5004-23-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.