Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Adam GrangerAmeriprise Financial Services, LLCMorgan Stanley & Co. LLC03-03-2009
John Andrew PetersenChase Investment Services Corp.Morgan Stanley & Co. LLC$5005-01-2009
Edgar Frank Paul IVChase Investment Services Corp.Morgan Stanley & Co. LLC$2505-01-2009
Thomas Anton FonsH&R Block Financial Advisors, Inc.Morgan Stanley & Co. LLC$1002-13-2009
Andrew E. GoughMetLife Securities Inc.Morgan Stanley & Co. LLC02-23-2009
George L. Saltzman IVNext Financial Group, Inc.Morgan Stanley & Co. LLC$5005-01-2009
Patrick David MossmanNext Financial Group, Inc.Morgan Stanley & Co. LLC$15003-13-2009
Darren BobleyOppenheimer & Co. Inc.Morgan Stanley & Co. LLC02-02-2009
Stephen James TolbertUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-22-2009
John R MartinezUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-22-2009
Richard Michael ByrneUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-15-2009
Ira Dale KravitzUBS Financial Services Inc.Morgan Stanley & Co. LLC01-15-2009
Robert Charles MuellerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
Sean Adam CusackUBS Financial Services Inc.Morgan Stanley & Co. LLC01-14-2009
Thomas Allen BresUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-14-2009
Greg Scott StilesUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Jennifer HendersonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Robert Scott AtkinsonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Laura Shannon DillonUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
David John AignerUBS Financial Services Inc.Morgan Stanley & Co. LLC01-08-2009
Christopher Michael PerryUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-08-2009
Mark Nelson HoganWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1005-22-2009
Leah Mills EllerWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC05-22-2009
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-02-2009
Edward Oda DanielWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.