Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pablo Abel Gonzalez Jr.BBVA Securities Inc.NYLIFE Securities LLC02-20-2019
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
Gordon Marshall BuskirkBBVA Securities Inc.NYLIFE Securities LLC07-31-2018
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Dung MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-05-2018
Kyle Richard RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Christopher Joseph SimchoJ.P. Morgan Securities LLCNYLIFE Securities LLC11-21-2017
Matthew John BoudreauxCambridge Investment Research, Inc.NYLIFE Securities LLC11-01-2017
Daisy Gissell PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Susan Rene' FaykusFaykus Broughton, LLCNYLIFE Securities LLC08-28-2017
Christine Leann BarronJ.P. Morgan Securities LLCNYLIFE Securities LLC08-17-2017
David Arthur ArienoHD Vest Investment ServicesNYLIFE Securities LLC08-16-2017
Lester Ariel ReyesMML Investors Services, LLCNYLIFE Securities LLC08-10-2017
Rebecca Joy KalliesLPL Financial LLCNYLIFE Securities LLC07-24-2017
Eric Ma WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Damian Guadalupe ZunigaBBVA Securities Inc.NYLIFE Securities LLC05-15-2017
Hugo HernandezMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
You David CaiFarmers Financial Solutions, LLCNYLIFE Securities LLC03-29-2017
Luis Ricardo Leon Jr.Oak Harvest Investment ServicesNYLIFE Securities LLC03-06-2017
Ricky Ricardo DiazJ.P. Morgan Securities LLCNYLIFE Securities LLC10-28-2016
Rodney Rydell JohnsonMML Investors Services, LLCNYLIFE Securities LLC08-04-2016
Ryan Matthew CitranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-29-2016
Timothy Jefferson PowerSurepath Wealth ManagementNYLIFE Securities LLC07-18-2016
Next Page »

Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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