Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy J MauriceHornor, Townsend & Kent, LLCNYLIFE Securities LLC09-28-2020
Rolando Javier Perez JrJimenez Wealth StrategiesNYLIFE Securities LLC08-05-2020
Tai Tan NguyenPark Avenue Securities LLCNYLIFE Securities LLC$5008-03-2020
Peter Charles Goudeau JrAmeriprise Financial Services, LLCNYLIFE Securities LLC$2507-01-2020
Lawrence Eugene Boyd JrAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Peter Charles Goudeau IIIAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Andrew Richard BreretonAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Monica CarrilloAllstate Financial Services, LLCNYLIFE Securities LLC06-11-2020
Kip Duane HuttoPrincipal Securities, Inc.NYLIFE Securities LLC06-01-2020
Sergio Jimenez-GudinoJimenez Wealth StrategiesNYLIFE Securities LLC05-29-2020
Luis A AvilaView Capital RIA, LPNYLIFE Securities LLC05-27-2020
Devon Thomas BeamesderferLPL Financial LLCNYLIFE Securities LLC04-22-2020
Lyndsey Monahan RhodeTransamerica Financial Advisors, IncNYLIFE Securities LLC04-15-2020
Jeremiah RangelBBVA Securities Inc.NYLIFE Securities LLC03-17-2020
Trent Peter La MonicaAmeriprise Financial Services, LLCNYLIFE Securities LLC03-11-2020
James Calhoun Griffeth JrJ.P. Morgan Securities LLCNYLIFE Securities LLC03-04-2020
William Thurman MclaughlinNational Securities CorporationNYLIFE Securities LLC03-02-2020
Robert Daniel WatsonAE Wealth Management, LLCNYLIFE Securities LLC02-20-2020
Ricky Gonzales JrThrivent Investment Management Inc.NYLIFE Securities LLC02-13-2020
Malcolm Blake PfenningerThe AmeriFlex GroupNYLIFE Securities LLC01-07-2020
Crystal K FowlerJ.P. Morgan Securities LLCNYLIFE Securities LLC01-07-2020
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
Myrna Loy BourlandAvantax Investment Services, Inc.NYLIFE Securities LLC09-23-2019
Marco A GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
Rodney Carl WrightHorace Mann Investors, Inc.NYLIFE Securities LLC08-19-2019
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.