Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William FullbrightAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Robert Daniel WatsonAE Wealth Management, LLCNYLIFE Securities LLC02-20-2020
Monica CarrilloAllstate Financial Services, LLCNYLIFE Securities LLC06-11-2020
Kyle R RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Sherry X EnglehornAllstate Financial Services, LLCNYLIFE Securities LLC12-13-2016
Monica BalderramaAllstate Financial Services, LLCNYLIFE Securities LLC04-10-2014
Jerome Antony GarciaAllstate Financial Services, LLCNYLIFE Securities LLC03-25-2013
Peter Charles Goudeau JrAmeriprise Financial Services, LLCNYLIFE Securities LLC$2507-01-2020
Lawrence Eugene Boyd JrAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Peter Charles Goudeau IIIAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Andrew Richard BreretonAmeriprise Financial Services, LLCNYLIFE Securities LLC07-01-2020
Trent Peter La MonicaAmeriprise Financial Services, LLCNYLIFE Securities LLC03-11-2020
Bradley Gene WalkoviakAmeriprise Financial Services, LLCNYLIFE Securities LLC$2508-19-2009
Matthew Wayne GoffArk Financial Advisors, LLCNYLIFE Securities LLC07-07-2017
Myrna Loy BourlandAvantax Investment Services, Inc.NYLIFE Securities LLC09-23-2019
Jahangir Ali SultanAvantax Investment Services, Inc.NYLIFE Securities LLC03-05-2019
Jeremiah RangelBBVA Securities Inc.NYLIFE Securities LLC03-17-2020
Marco A GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
James Patrick TafollaBBVA Securities Inc.NYLIFE Securities LLC09-05-2018
Matthew John BoudreauxCambridge Investment Research, Inc.NYLIFE Securities LLC11-01-2017
Jeffrey Lee ORandCetera Advisors LLCNYLIFE Securities LLC11-01-2010
John Madison RothCharles Schwab & Co., Inc.NYLIFE Securities LLC10-25-2018
Barry Dean SartainEdward JonesNYLIFE Securities LLC09-19-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.