Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Daniel Robert MatzMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
Joaquin Padilla Padilla CarlosWells Fargo Clearing Services, LLCNYLIFE Securities LLC03-01-2019
Pablo Abel Gonzalez Jr.BBVA Securities Inc.NYLIFE Securities LLC02-20-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
Gordon Marshall BuskirkBBVA Securities Inc.NYLIFE Securities LLC07-31-2018
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Edward Skinner Jr.Personal Capital Advisors CorporationNYLIFE Securities LLC03-07-2018
Kyle R. RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Matthew John BoudreauxCambridge Investment Research, Inc.NYLIFE Securities LLC11-01-2017
Daisy G. PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Susan Rene FaykusFaykus Broughton, LLCNYLIFE Securities LLC08-28-2017
Christine L. BarronJ.P. Morgan Securities LLCNYLIFE Securities LLC08-17-2017
David A ArienoHD Vest Investment ServicesNYLIFE Securities LLC08-16-2017
Lester Ariel ReyesMML Investors Services, LLCNYLIFE Securities LLC08-10-2017
Rebecca Joy KalliesLPL Financial LLCNYLIFE Securities LLC07-24-2017
Eric Ma WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Hugo HernandezMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
You CaiFarmers Financial Solutions, LLCNYLIFE Securities LLC03-29-2017
Sherry X. EnglehornAllstate Financial Services, LLCNYLIFE Securities LLC12-13-2016
Ricky R. DiazJ.P. Morgan Securities LLCNYLIFE Securities LLC10-28-2016
Ryan Matthew CitranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-29-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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