Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Hamilton Greenlee IIIFarmers Financial Solutions, LLCNYLIFE Securities LLC10-30-2019
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
Jesus G. Carranco Jr.MML Investors Services, LLCNYLIFE Securities LLC09-27-2019
Myrna Loy BourlandAvantax Investment Services, Inc.NYLIFE Securities LLC09-23-2019
Marco A. GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
Carlos Alfredo Alvarez AmayaPruco Securities, LLC.NYLIFE Securities LLC08-27-2019
Andrew Philip MatzkePersonal Capital Advisors CorporationNYLIFE Securities LLC08-15-2019
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
George Anthony PirronePruco Securities, LLC.NYLIFE Securities LLC08-01-2019
Jason Ryan AdamsSagePoint Financial, Inc.NYLIFE Securities LLC$10006-26-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Daniel Robert MatzMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
Joaquin Padilla Padilla CarlosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)NYLIFE Securities LLC03-01-2019
Maria Patricia ClarkMML Investors Services, LLCNYLIFE Securities LLC02-14-2019
Matthew Coudon MccluskeyJ.P. Morgan Securities LLCNYLIFE Securities LLC02-12-2019
James Andrew Rushing Jr.Voya Financial Advisors, Inc.NYLIFE Securities LLC02-08-2019
Jessica L. WalgenbachPruco Securities, LLC.NYLIFE Securities LLC01-14-2019
Shaun Marshall TaylorJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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