Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lee LemanLPL Financial LLCNational Planning Corporation$25011-29-2017
Michael Gene SatterwhiteLPL Financial LLCNational Planning Corporation11-29-2017
Woodrow Selvey Knight IIILPL Financial LLCNational Planning Corporation11-29-2017
Rance Gene SweetenLPL Financial LLCNational Planning Corporation11-29-2017
James B. Songer Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Melanie Denise MilamLPL Financial LLCNational Planning Corporation11-29-2017
Richard UreLPL Financial LLCNational Planning Corporation11-29-2017
Benjamin Paul KiehnLPL Financial LLCNational Planning Corporation11-29-2017
Brian Mark FruendtSecurities America, Inc.National Planning Corporation$2511-02-2017
Robert E. SchobelRoyal Alliance Associates, Inc.National Planning Corporation10-19-2017
Frank Andrew McLane Jr.USA Financial Securities CorporationNational Planning Corporation$15010-16-2017
Todd Wayne McLaneUSA Financial Securities CorporationNational Planning Corporation$7510-16-2017
Christopher John HernandezRoyal Alliance Associates, Inc.National Planning Corporation$5010-16-2017
Alex B. PinaRoyal Alliance Associates, Inc.National Planning Corporation$1310-16-2017
James Leroy SchulmireUSA Financial Securities CorporationNational Planning Corporation10-16-2017
Richard Todd ThweattRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Daniel S. UreUSA Financial Securities CorporationNational Planning Corporation10-16-2017
Mark Evyan HollisCambridge Investment Research, Inc.National Planning Corporation$2510-04-2017
Brandi Jessica CottenKalos Capital, Inc.National Planning Corporation07-26-2017
Michael Cameron WenzelKalos Capital, Inc.National Planning Corporation07-07-2017
Clellan Vance HyattKalos Capital, Inc.National Planning Corporation07-07-2017
Kyle Jason RobargeKalos Capital, Inc.National Planning Corporation07-07-2017
Steven Andrew HollandKalos Capital, Inc.National Planning Corporation07-07-2017
Karl Glenn SimmonsAPW Capital, Inc.National Planning Corporation$8103-31-2017
Gary Leon BarkerCambridge Investment Research, Inc.National Planning Corporation$2510-17-2016
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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